What To Do If You Can’t Clear Your MicroCap Stock From A Convertible Note

In a recent guest post, Mark R. Basile, Esq. shared a post titled “Let’s Make A Deal! – A Message to Convertible Note Holders And MicroCap CEOs.” In the post, Basile discussed how it is becoming increasingly difficult to clear stock in microcap companies, especially if that stock was part of a note conversion. So, what can you do if

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Spotify’s Direct Listing Highlights A Cost Effective Path To Public Markets Often Used By MicroCaps

A recent post in Traders Magazine by Jason Paltrowitz (EVP of OTC Markets Group) discussed “Going Public in a Post-Spotify World.” In April, music streaming giant Spotify directly listed on the NYSE without a traditional IPO. Direct listing (also known as a “Slow-PO”) is a cost effective way for companies to list their shares on a public market because there

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Five Prestigious Firms Named June’s Platinum Sponsors of PubCoCEO™

We are honored to announce that five prestigious firms have supported PubCoCEO™ as Platinum Sponsors in June! PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent & Outsourced CFO), Transfer Online, Inc. (Official Founding Transfer Agent), MZ Group (Official Founding IR Firm), Acquis Capital, LLC (Official Founding Investment Firm), and Lucosky Brookman, LLP (Official Law Firm) are each the Official June Sponsors of

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Panel Recordings From The Reg A Conference Available For Viewing

Yesterday, several hundred finance and legal professionals and investors participated in The Reg A Conference in New York City. The conference featured panels and keynotes covering a lot of hot Reg A topics. All of those panels and keynotes are now available for free online viewing! Some of the panels you can view on the conference website include;  The State

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MicroCap Public Companies Are Saving on State Fees by Re-Domiciling to Wyoming

Sponsored Small public companies can pay as much as $10,000 in annual state fees depending on where they are domiciled. While some companies continue to pay thousands, savvy microcap management teams have been re-domiciling to states like Wyoming in an effort to cut costs. By re-domiciling, microcap companies can save thousands. For example, in Wyoming, the annual state fee is

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OTC Markets Publishes Lists of May Compliance Downgrades & Caveat Emptor Designations

This week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of May. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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Jumpstart Your Fundraising With JumpIN

Sponsored Jumpstart Innovation & Investment, or JumpIN, is one of the most efficient capital raising platform for public and private companies raising $1 to $20 million. JumpIN’s super powerful in person platform allows companies to build personal connections with over 100 serious direct investors through bi-quarterly investor dinners at exclusive venues. These investor dinners are usually attended by over 100

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Four OTC Markets Issuers Uplist to Nasdaq in May 2018

Four issuers uplisted from the OTC Markets to the Nasdaq in May 2018. Learn more about these OTC ‘graduates’ below.   BayCom Corp. (Nasdaq: BCML) On May 4, 2018, BCML uplisted from the OTCBB to the Nasdaq Global Select Market. BCML, through its wholly owned operating subsidiary, United Business Bank, offers a full-range of loans, including SBA, FSA and USDA

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