Attorney Sentenced To 3 Years For Involvement In MicroCap Pump And Dump

Last week, ex-lawyer Diane Dalmy was sentenced by U.S. District Judge Jeffrey A. Meyer in New Haven to 36 months of imprisonment, followed by three years of supervised release, for her role in a securities fraud scheme. According to court documents and statements made in court, Dalmy, a former attorney, performed securities-related legal work on behalf of several public companies,

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LD Micro Invitational Presenter Schedule Is Live

This week, LD Micro releases the presentation schedule for the LD Micro Invitational taking place June 4-6 in Bel-Air, CA. Over 200 small and micro-cap companies are scheduled to present on five presentation tracks during the three day event. Over 1,000 attendees are expected.   Click this link to view the Presenter Schedule for the LD Micro Invitational.  Click this

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How Are Cannabis IPOs Different In Canada Than In The U.S.?

In a recent interview with Cannabis Business Times, Marcum LLP’s David Bukzin discusses IPOs, SPACs, Reg A+s, and how companies in the cannabis industry can use them to secure funding. Marcum recently completed the work on the first special purpose acquisition company (SPAC) in the cannabis space, and is handling an IPO for a cannabis oil extractor in California that intends

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Uplist Series Part IV: Seven Benefits of Uplisting To A Senior Exchange

Welcome to Part IV of our UpListing Series: Seven Benefits of Uplisting To A Senior Exchange. This is the fourth part of a multi-part series on UpListing from the OTC Markets to the Nasdaq or NYSE and how it can benefit your company and shareholders. Most company CEO’s believe they already know the benefits of Uplisting to a higher exchange

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SEC Settles Charges Against Brokerage Firms For Failing To Report Suspicious Sales Of Penny Stocks

Last week, the Securities and Exchange Commission announced settled charges against broker-dealers Chardan Capital Markets LLC and Industrial and Commercial Bank of China Financial Services LLC (ICBCFS) for failing to report suspicious sales of billions of penny stock shares. Broker-dealers are required to file Suspicious Activity Reports (SARs) for transactions suspected to involve fraud or with no apparent lawful purpose.

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Prestigious Firms Sponsor PubCoCEO™ in May

We are honored to announce that five prestigious firms have supported PubCoCEO™ as Platinum Sponsors and two as Gold Sponsors in May! Transfer Online, Inc. (Official Founding Transfer Agent), MZ Group (Official Founding IR Firm), Acquis Capital, LLC (Official Founding Investment Firm), Lucosky Brookman, LLP (Official Law Firm), and PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent) are each the

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SEC Files Charges in International MicroCap Manipulation Scheme

This week, the Securities and Exchange Commission charged four individuals for their roles in a fraudulent scheme that generated nearly $34 million from unlawful stock sales and caused significant harm to retail investors. According to the SEC’s complaint, the defendants manipulated the market for and illegally sold the stock of microcap issuer Biozoom Inc. As part of the alleged scheme,

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Expert Advice For SmallCaps To Gain Visibility and Run IR Without a Dedicated Resource

Recently, the IRMagazine.com staff shared “How best to tackle IR for small caps.” The article, produced by ELITE Connect and originally published on the ELITE Connect platform, included a Q&A with small cap investor relations experts. These experts shared how smallcaps can best gain visibility and run IR without a dedicated resource.   Question: How can small caps best gain visibility and run

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Transfer Online’s SmallCap Clients Enjoy Traditional Transfer Agent Services And Customizable Technical Solutions

Sponsored Transfer Online, Inc. is a full service brick and mortar transfer agent with a comprehensive range of software solutions. Their expertise in financial industry technologies and traditional services makes Transfer Online the choice transfer agent for public companies looking for an efficient solution to smallcap transfer services and more. Known for their ability to provide the exact stock transfer

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