SEC Obtains Penny Stock Bar For Perpetrator of Initial Coin Offering Fraud

This week, the Securities and Exchange Commission obtained permanent officer-and-director and penny stock bars against the founder of a company who perpetrated a fraudulent initial coin offering (ICO) to fund oil exploration and drilling in California. According to the SEC’s order, David T. Laurance and Tomahawk Exploration LLC attempted to raise money through the sale of blockchain-based digital tokens called

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Prestigious Firms Sponsor PubCoCEO™ in August

We are honored to announce that five prestigious firms have supported PubCoCEO™ as Platinum Sponsors and three as Gold Sponsors in August! Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent), Transfer Online, Inc. (Official Founding Transfer Agent), MZ Group (Official Founding IR Firm), and Acquis Capital, LLC (Official Founding Investment Firm),  are each the Official August

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More Recognition Of OTC Markets’ Fight Against Pump & Dumps

A new article in S&P Global Market Intelligence by Declan Harty discusses “How OTC Markets fights stock fraud enabled by ‘fake news’.” The article highlights how technology has made it easier for fraudsters to implement “pump and dumps” of OTC stock, listed securities, crypto currencies, and more. “Technology certainly transformed the stock promotion business,” said John Reed Stark, a cybersecurity consultant who

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NPC World Services Helps Non-Reporting Companies Simplify OTC Disclosure Documents

Sponsored Many small public companies listed on the OTC Markets do not file with the SEC. Instead, they make periodic filings available through OTCMarkets.com. Filings under OTC Markets’ Alternative Reporting Standard can be complex and time consuming to complete, especially for very small public companies with limited resources. Experienced small public company CEOs & CFOs save time and money by having

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OTC Markets Publishes Lists of July Compliance Downgrades & Caveat Emptor Designations

This week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of July. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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SmallCap Analyst Shares Two Keys To SmallCap IR Success

This summer, IR Magazine caught up with Rob Kosowsky, senior smallcap analyst and assistant portfolio manager at Royce Funds, to learn what he thinks makes for good small-cap investor relations. One of the questions IR Magazine asked Kosowsky was related good smallcap IR practices.   Question: What makes for good small-cap investor relations? Kosowsky: “The first major thing is disclosure.

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From Full Service to DIY, Transfer Online and Transfer Online: SOLO Provide Tailored Services Based On Your SmallCap Transfer Agent Needs

Sponsored Transfer Online combines 17 years of traditional transfer agent experience with technical expertise to deliver custom solutions to their clients. While Transfer Online provides a diverse range of services, their core business is providing transfer services to Issuers of privately and publicly traded stock. Transfer Online can help you meet your smallcap transfer agent needs through their Transfer Online

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The LD Micro Index Reconstituted With 284 Additions & 297 Removals

On August 1st, The LD Micro Index was reconstituted. 284 companies were added and 297 were removed. The LD Micro Index is designed to give the most accurate representation of the intraday activity of microcap stocks in North America. General criteria for inclusion in The LD Micro Index are as follows: – Listed in the U.S. (NYSE/AMEX, Nasdaq, OTCM) or

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Five Prestigious Firms Named August’s Platinum Sponsors of PubCoCEO™

We are honored to announce that five prestigious firms have supported PubCoCEO™ as Platinum Sponsors in August! Transfer Online, Inc. (Official Founding Transfer Agent), Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent & Outsourced CFO), MZ Group (Official Founding IR Firm), and Acquis Capital, LLC (Official Founding Investment Firm) are each the Official August Sponsors of PubCoCEO™ in

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SEC Subpoenas MicroCap Public Company Following Claimed Blockchain Pivot

Long Blockchain Corp. (OTC: LBCC) has had a roller coaster few years. The company, formerly know as Long Island Iced Tea, uplisted from the OTC to the Nasdaq in 2016. Since uplisting, the company pivoted away from iced tea and into blockchain, was de-listed from the Nasdaq, and is currently listed on the OTC Pink “No Information.” Because LBCC is currently delinquent

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