OTC Markets Acquires Virtual Investor Conferences To Provide Issuers With Cost-Effective Options To Expand Their Investor Base

Last week, OTC Markets Group Inc. announced its acquisition of assets related to Virtual Investor Conferences (“VIC”), the online investor conference series that directly connects individual investors, institutional investors, advisors and analysts with senior executives at public companies. Virtual Investor Conferences complement OTC Markets Group’s suite of visibility services, which include news distribution and communications services. Through the VIC platform

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OTC Markets Group Expands Global Footprint in Europe with Opening of London Office

Last week, OTC Markets Group Inc. announced the opening of its new subsidiary, headquartered in London, as part of a broader strategy to meet the needs of European issuers looking for cost-effective solutions to access the U.S. Capital Markets. This expansion underscores the success of OTC Markets internationally, with over 2,000 companies from 30 global markets, including London, Frankfurt and

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Upcoming Free Webinar: Benefits of Sponsored Research For MicroCap PubCos

Most small and micro-cap public companies struggle to get noticed by and gain interest from the investment community. Research coverage would be a great solution, if not for the dearth of “sell-side” coverage and the consequences of MiFID II. Company sponsored-research has always been available, and in 2019 and beyond, more respected and important than ever. Please join OTC Markets

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OTC Markets Publishes Lists of December Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of December. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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Four Prestigious Firms Named January’s Platinum Sponsors of PubCoCEO™

We are honored to announce that four prestigious firms have supported PubCoCEO™ as Platinum Sponsors in January! Lucosky Brookman, LLP (Official Law Firm), MZ Group (Official Founding IR Firm), Acquis Capital, LLC (Official Founding Investment Firm), and The WorkOut Group, LLC (Official OTC Advisory Group) are each the Official January Sponsors of PubCoCEO™ in their respective categories. The support of these firms will

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58 Companies Uplist From The OTC To Nasdaq & NYSE in 2018

Fifty-eight companies uplisted from the OTC Markets to the NASDAQ, NYSE, or NYSE American in 2018! That’s a significant increase from the thirty-five issuers that uplisted in 2016 and a slight decrease from the 63 that uplisted in 2017. While some of the world’s largest companies trade on the OTC Markets, many smallcap and microcap issuers view the OTC Markets as

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OTC Markets & IR Magazine Shares SmallCap Guide For Navigating Mergers & Acquisitions

As a smallcap company with limited resources, it can be difficult to effectively manage and execute the critical components that surround M&A. A new report from OTC Markets Group and IR Magazine looks at M&A for smallcaps, including six reasons why a merger may be appealing for small cap companies, from driving faster growth, to exploring new avenues to increase

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SSA To Host Webinar About How OTC Markets Is An Efficient & Cost Effective Trading Venue For Public Companies

At 2 PM EST on Thursday, January 24 Shareholder Services Association (SSA) will host an informative webinar where we’ll discuss the following: -How being public on OTC Markets eliminates cost, reduces complexity and obstacle to being public for corporate issuers. -The premium issuer markets OTCQB and OTCQX are S.E.C recognized established public markets for securities with well over 1,000 public

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Billionaire Settles MicroCap Fraud Case With SEC

Last week, Dr. Philip Frost, a biotech billionaire, agreed to a proposed settlement with the SEC related to what the SEC called “lucrative market manipulation schemes” worth $27 million. According to a press release from OPKO Health, Inc. (NASDAQ: OPK), a public company that Dr. Frost serves as Chairman and CEO; “Dr. Frost agreed, without admitting or denying the SEC’s

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Expert Analysis: Class of December 2018 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of December saw a total of five companies uplist from the OTCQB onto national securities exchanges. Below are brief descriptions of these companies and selected information and observations of the paths these companies pursued from the OTC to a senior exchange. For more information about the uplisting process, or

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