Webcasts of Company Presentations From LD Micro Main Event Now Available

Last week, over 250 companies presented at the LD Micro Main Event in Los Angeles. Most of the presenters were small and microcap public companies. Many of the company presentations were recorded and are now available for free viewing. Some of the recorded presenters include; Arch Therapeutics, Inc. Finjan Holdings Vuzix Corporation Akoustis Technologies Sigma Labs ICOx Innovations and dozens

Read more

Prestigious Firms Sponsor PubCoCEO™ in December

We are honored to announce that six prestigious firms have supported PubCoCEO™ as Platinum Sponsors and three as Gold Sponsors in December! Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent), Transfer Online, Inc. (Official Founding Transfer Agent), MZ Group (Official Founding IR Firm),  The WorkOut Group, LLC (Official OTC Advisory Group), and Acquis Capital, LLC (Official Founding

Read more

OTC Markets Publishes Lists of November Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of November. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

Read more

SEC Announces Agenda and Panelists for the 37th Annual Small Business Forum

  Last Friday, The Securities and Exchange Commission announced the agenda and panelists for the 2018 Government-Business Forum on Small Business Capital Formation. The December 12 event will begin at 9 a.m. ET with opening remarks from the SEC Chairman and Commissioners followed by two morning panel discussions. The first panel will explore how capital formation options are working for

Read more

Save On Dividend Issuance Fees With This Trusted Paying Agent

Paying agents provide payments in the form of check, ACH, wire, or additional stock issuances (when acting as the registered agent) for stock dividends or coupons, interest and principal on bonds. Transfer Online’s payment processes have been refined and simplified by industry leading professionals in the securities industry. They have been a trusted paying agent since 1999! To ensure that

Read more

Expert Analysis: Class of November 2018 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of November saw a total of four companies uplist from the OTCQB and OTCQX onto national securities exchanges. Below are brief descriptions of these companies and selected information and observations of the paths these companies pursued. For more information about the uplisting process, or any other questions or analysis,

Read more

Toxic Note Fight Taken To Federal Appeals Court In New York

Sponsored Yesterday, The Basile Law Firm P.C. announced that its’ client, 5BARz International Inc., (OTC: BARZ) filed a motion in the United States Circuit Court of Appeals for the Second Circuit to certify questions of law to the New York Court of Appeals requesting that several issues of unsettled state usury law be put in front of the New York

Read more

SEC Charges Three with Orchestrating a Fraudulent Public Shell Company Scheme

This week, the Securities and Exchange Commission announced fraud charges against a Florida-based CPA, a former broker, and his spouse, for their roles in a fraudulent scheme involving the creation and sale of a public shell company and false regulatory filings to facilitate the sale. According to the SEC, David Dreslin and Michael Toups created a shell company, Anglesea Enterprises,

Read more

OTC Markets Closed Tomorrow To Observe National Day of Mourning for President George H.W. Bush

OTC Markets Group Inc. (OTCQX: OTCM), announced that it will be closed on Wednesday, December 5, 2018, to observe the National Day of Mourning and passing of President George H.W. Bush. In addition, OTC Link and the Multicast Market Data Feed will be closed on Wednesday, December 5, 2018. If you have any questions, please contact OTC Link Trading Services

Read more

SEC Charges Four in Fraudulent Microcap Manipulation Scheme Orchestrated Through International Accounts

Last week, The Securities and Exchange Commission charged four individuals for their roles in a scheme to profit from the manipulation and illegal sale of stock of two publicly traded companies, Environmental Packaging Technologies Holdings, Inc. and CURE Pharmaceutical Holding Corp. According to the SEC’s complaint, Morrie Tobin, a California resident, worked with co-defendants Milan Patel, Matthew Ledvina, and Daniel

Read more
« Older Entries