SEC Investor Advisory Committee to Discuss Capital Formation, Smaller Companies, and the Declining IPO Market


The SEC Investor Advisory Committee will discuss capital formation, smaller companies and the declining IPO market at their June 22 meeting

The discussion regarding Capital Formation, Smaller Companies, and the Declining Number of Initial Public Offerings will begin at 10:45 AM on June 22. Speakers will include;

Jim Brau, Joel C. Peterson Professor of Finance, Marriott School, Brigham Young University

Elisabeth de Fontenay, Associate Professor, Duke University School of Law

Jackie Kelley, Americas IPO Markets Leader, E&Y

Scott Kupor, Managing Partner, Andreesen Horowitz (by videoconference)

Jeffrey M. Solomon, President of Cowen Inc. and Chief Executive Officer of Cowen and Company

The Investor Advisory Committee was established under Section 911 of the Dodd-Frank Act to advise the SEC on regulatory priorities, the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and on initiatives to protect investor interests and to promote investor confidence and the integrity of the securities marketplace.  The Dodd-Frank Act authorizes the committee to submit findings and recommendations to the Commission.

Learn more HERE

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