7 Issuers Uplisted From The OTC to Senior Exchanges in October 2017

OTC Graduates

7 Issuers Uplisted From The OTC to Senior Exchanges in October 2017

Seven issuers uplisted from the OTC Markets to the NASDAQ, NYSE American, and NYSE in October. Learn more about these OTC ‘graduates’ below.


FC Global Realty Incorporated (NASDAQ: FCRE)

On October 2, 2017, FCRE uplisted from the OTCQB to the NASDAQ. FCRE is a real estate investment company for the purpose of investing in a diversified portfolio of quality commercial and residential real estate properties and other real estate investments located both throughout the United States and in various international locales.


Yulong Eco-Materials Limited (NASDAQ: YECO)

On October 2, 2017, YECO uplisted from the OTCPINK to the NASDAQ Capital Market. YECO is a vertically integrated manufacturer of eco-friendly building products. YECO operates principally from the city of Pingdingshan, Henan Province, in the People’s Republic of China


Maxar Technologies Ltd. (NYSE: MAXR)

On October 5, 2017, Maxar uplisted from the OTCPINK to the NYSE. Maxar Technologies is a leading global provider of advanced space technology solutions for commercial and government markets including satellites, Earth imagery, geospatial data and analytics.


Fidelity D&D Bancorp, Inc. (NASDAQ: FDBC)

On October 6, 2017, FDBC uplisted from the OTCPINK to the Nasdaq Global Market. FDBC serves Lackawanna and Luzerne Counties through The Fidelity Deposit and Discount Bank’s 10 community banking office locations providing personal and business banking products and services, including wealth management assistance through fiduciary activities with the Bank’s full trust powers; as well as offering a full array of asset management services.


Cambridge Bancorp (NASDAQ: CATC)

On October 18, 2017, CATC uplisted from the OTCQB to the NASDAQ Capital Market. Cambridge Trust Company is a 127-year-old Massachusetts chartered commercial bank with 11 Massachusetts locations in Cambridge, Boston, Belmont, Concord, Lexington and Weston.


RumbleON, Inc. (NASDAQ: RMBL)

On October 19, 2017, RMBL uplisted from the OTCQB to the NASDAQ. nRumbleOn operates a capital light disruptive e-commerce platform facilitating the ability of both consumers and dealers to Buy-Sell-Trade-Finance pre-owned motorcycle and other power sport and recreation vehicles in one online location.

In connection with its uplist, RMBL closed a $15 million underwritten public offering of 2,910,000 shares of its Class B common stock at a price of $5.50 per share. Roth Capital Partners and Maxim Group LLC served as joint book-running managers for the offering. Aegis Capital Corp. served as co-manager for the offering.


Aytu BioScience, Inc. (NASDAQ: AYTU)

On October 20, 2017, Aytu uplisted from the OTCQX to the NASDAQ Capital Market. Aytu BioScience is a commercial-stage specialty life sciences company focused on global commercialization of novel products in the field of urology, with a focus on products addressing vitality, sexual wellness, and reproductive health.

Two month prior to uplisting, AYTU closed an $11.8 million private placement. Joseph Gunnar & Co., LLC acted as Lead Placement Agent and Fordham Financial Management, Inc., acted as Co-Placement Agent for the transaction.




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