Five OTC Markets Issuers Uplist to Nasdaq & NYSE in December 2017

OTC Graduates

Five OTC Markets Issuers Uplist to Nasdaq & NYSE in December 2017

Five issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in December 2017. Learn more about these OTC ‘graduates’ below.


MVB Financial Corp. (NASDAQ: MVBF)

On December 7, 2017, MVBF uplisted from the OTCBB to the Nasdaq Capital Market. MVB Financial is a financial holding company headquartered in Fairmont, W.Va. Through its subsidiary, MVB Bank, Inc., and the bank’s subsidiary, MVB Mortgage, the Company provides financial services to individuals and corporate clients in the Mid-Atlantic Region.


Apollo Medical Holdings, Inc. (NASDAQ: AMEH)

On December 8, 2017, AMEH uplisted from the OTC to the Nasdaq Capital Market. ApolloMed is a leading physician-centric integrated population health management company working to provide coordinated, outcomes-based high-quality medical care for patients, particularly senior patients and patients with multiple chronic conditions, in a cost-effective manner.


FTE Networks, Inc. (NYSE American: FTNW)

On December 14, 2017, FTNW uplisted from the OTCQX to the NYSE American. FTE Networks, Inc., is a leading provider of innovative technology-oriented solutions for smart platforms, network infrastructure and buildings.


CohBar Inc. (NASDAQ: CWBR)

On December 15, 2017, CWBR uplisted from the OTCQX to the Nasdaq Capital Market. CohBar is an innovative biotechnology company focused on the research and development of mitochondria based therapeutics (MBTs), an emerging class of drugs for the treatment of age-related diseases.


Dolphin Entertainment, Inc. (NASDAQ: DLPN)

On December 21, 2017, DLPN uplisted from the OTCPINK to the Nasdaq Capital Market. Dolphin Entertainment is a leading independent entertainment marketing and premium content development company. Through their recent acquisition of 42West, DLPN provides expert strategic marketing and publicity services to all of the major film studios, and many of the leading independent and digital content providers, as well as for hundreds of A-list celebrity talent, including actors, directors, producers and recording artists.

In connection with its uplist, DLPN closed a $5 million offering of 1,215,000 units at a public offering price of $4.125 per unit. Each unit sold in the offering consisted of one share of common stock and one warrant to acquire one share of common stock at an exercise price of $4.74 per share. Maxim Group LLC and Ladenburg Thalmann & Co. Inc. acted as joint book-running managers.




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