OTC Markets Publishes Lists of December Compliance Downgrades & Caveat Emptor Designations

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OTC Markets Publishes Lists of December Compliance Downgrades & Caveat Emptor Designations

This week, OTC Markets Group published the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of December.

This list is part of OTC Markets’ new initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.

Downgrades from OTCQX and OTCQB – December 2017

Company

Symbol

Original Market

Downgraded Market

Reason

Removal Date

Cumulus Media, Inc.

CMLSQ

OTCQX U.S.

Pink Curent

Bankruptcy

12/1/2017

Elio Motors Inc

ELIO

OTCQX U.S.

OTCQB

Failed Penny Stock Test

12/11/2017

HyperDynamics Corp.

HDYNQ

OTCQX U.S.

Pink Limited

Filing delinquency

12/22/2017

The J.G. Wentworth Company

JGWEQ

OTCQX U.S.

Pink Curent

Bankruptcy

12/13/2017

Aeolus Pharmaceuticals, Inc.

AOLS

OTCQB

Pink Curent

Deregistered

12/29/2017

American Power Group Corp.

APGI

OTCQB

Pink Curent

Bid Price Deficiency

12/19/2017

Atlas Technology International Inc.

ATLT

OTCQB

Grey Market

Public Interest Concern

12/6/2017

Enumeral Biomedical Holdings, Inc.

ENUM

OTCQB

Pink Curent

Bid Price Deficiency

12/19/2017

Force Protection Video Equipment Corp.

FPVD

OTCQB

Pink Curent

Bid Price Deficiency

12/27/2017

MJ Holdings, Inc.

MJNE

OTCQB

Pink Curent

Public Interest Concern

12/29/2017

Premier Biomedical Inc

BIEI

OTCQB

Pink Curent

Bid Price Deficiency

12/27/2017

Protea Biosciences Group Inc

PRGBQ

OTCQB

Pink Limited

Bankruptcy

12/5/2017

Quantum Materials Corp.

QTMM

OTCQB

Pink No Information

Filing delinquency

12/13/2017

Rentech, Inc.

RTKHQ

OTCQB

Pink Curent

Bankruptcy

12/20/2017

 

Caveat Emptor Changes – December 2017

Company

Symbol

Caveat Emptor Status

Current Market Tier

Date

Abakan, Inc.

ABKI

added 

Pink No Information

12/29/2017

American Nano Silicon Technology, Inc.

ANNO

added 

Grey Market

12/28/2017

American Soil Technologies, Inc.

SOYL

added 

Grey Market

12/28/2017

Andalay Solar, Inc.

WEST

added 

Grey Market

12/28/2017

Atlas Technology International Inc.

ATLT

added 

Grey Market

12/4/2017

Black Cactus Global Inc.

BLGI

removed

Pink Curent

12/27/2017

Black Cactus Global Inc.

BLGI

added 

Pink Curent

12/27/2017

CN Dragon Corp.

DRGN

added 

Pink No Information

12/29/2017

Caleminder, Inc.

CMND

added 

Grey Market

12/4/2017

Car Monkeys Group

CKMY

added 

Pink No Information

12/29/2017

Crimson Forest Entertainment Group Inc.

CRIM

added 

Grey Market

12/28/2017

Dong Fang Hui Le Inc.

DFHL

removed

Pink Limited

12/22/2017

Fuquan Capital Management, Inc.

FQCC

added 

Pink No Information

12/28/2017

Global Future City Holding Inc.

FTCY

added 

Grey Market

12/8/2017

Innovative Composites International, Inc.

ICIZF

added 

Pink No Information

12/7/2017

Kasten, Inc.

KAST

added 

Pink Curent

12/20/2017

MC Endeavors, Inc.

MSMY

removed

Pink Curent

12/22/2017

New Asia Energy, Inc.

NAEI

removed

Pink Curent

12/5/2017

RESTANCE, INC.

ANCE

added 

Pink Curent

12/13/2017

The Crypto Company

CRCW

added 

Grey Market

12/7/2017

Vicapsys Life Sciences, Inc.

VICP

removed

Pink No Information

12/28/2017

Vilacto Bio Inc.

VIBI

removed

Pink Curent

12/29/2017

Western Graphite Inc.

WSGP

added 

Pink No Information

12/29/2017

 

Learn more HERE.

 


 

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