OTC Markets Publishes Lists of January Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of January Compliance Downgrades & Caveat Emptor Designations
This week, OTC Markets Group published the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of January.
This list is part of OTC Markets’ new initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – January 2018
|
Company |
Symbol |
Original |
Downgraded |
Reason |
Removal Date |
|
China Education |
CHNUF |
OTCQX |
OTCQB |
Market Cap |
1/2/2018 |
|
SQI Diagnostics |
SQIDF |
OTCQX |
OTCQB |
Not Penny |
1/2/2018 |
|
Agro Capital Management |
ACMB |
OTCQB |
Pink Limited |
Filing |
1/3/2018 |
|
Blow & Drive |
BDIC |
OTCQB |
Pink No Information |
Filing |
1/18/2018 |
|
Canabo Medical Inc. |
CAMDF |
OTCQB |
Grey Market |
FINRA Halt |
1/2/2018 |
|
China Senior |
CHYL |
OTCQB |
Pink Limited |
Filing |
1/3/2018 |
|
Eight Dragons Co. |
EDRG |
OTCQB |
Pink Current |
Non- |
1/24/2018 |
|
First Priority Tax |
FPTA |
OTCQB |
Pink Current |
Non- |
1/3/2018 |
|
Image Chain |
ICGL |
OTCQB |
Pink Current |
Non- |
1/9/2018 |
|
Image Intl Group |
IMGL |
OTCQB |
Pink Current |
Non- |
1/31/2018 |
|
Park Place Energy |
PKPL |
OTCQB |
Pink No Information |
Filing |
1/10/2018 |
|
STG Group, Inc. |
STGG |
OTCQB |
Pink Limited |
Filing |
1/3/2018 |
|
Sheng Ying |
SALL |
OTCQB |
Pink Current |
Non- |
1/9/2018 |
|
Sky Resort |
SKYL |
OTCQB |
Pink Current |
Non- |
1/31/2018 |
|
Surepure, Inc. |
SURP |
OTCQB |
Pink Limited |
Filing |
1/3/2018 |
|
Tiger Reef, Inc. |
TGRR |
OTCQB |
Pink Limited |
Filing |
1/3/2018 |
|
Tongji Healthcare |
TONJ |
OTCQB |
Pink Limited |
Filing |
1/3/2018 |
|
UBI BlockChain |
UBIA |
OTCQB |
Pink Current |
SEC Suspension |
1/8/2018 |
|
Wincash Apolo |
APLL |
OTCQB |
Pink Current |
Non- |
1/5/2018 |
|
Wonhe High-Tech |
WHHT |
OTCQB |
Pink Limited |
Filing |
1/3/2018 |
In addition to downgrades, OTC Markets Group designates certain securities as “Caveat Emptor” by placing a skull and crossbones icon next to the stock symbol on the otcmarkets.com website. The Caveat Emptor designation is intended to inform investors that there may be a public interest concern related to the security and that investors should exercise additional care and perform thorough due diligence before making an investment decision. The Caveat Emptor icon is publicly displayed on the www.otcmarkets.com website and is distributed on market data feeds.
Caveat Emptor – January 2018
|
Company |
Symbol |
Caveat Emptor |
Market Tier |
Date |
|
AmbiCom Holdings, Inc. |
ABHI |
added |
Grey Market |
1/17/2018 |
|
American Energy Partners, |
AEPT |
added |
Pink Current |
1/30/2018 |
|
Annabidiol Corp. |
ASDGD |
added |
Pink No |
1/19/2018 |
|
Blacksands Petroleum, Inc. |
BSPE |
added |
Grey Market |
1/9/2018 |
|
CDEX Inc. |
CDEX |
added |
Grey Market |
1/17/2018 |
|
China Education Alliance, |
CEAI |
added |
Grey Market |
1/9/2018 |
|
Darkstar Ventures Inc |
DAVC |
added |
Pink Current |
1/18/2018 |
|
Data Call Technologies, |
DCLT |
removed |
Pink Current |
1/24/2018 |
|
DoMark International, Inc. |
DOMK |
added |
Grey Market |
1/9/2018 |
|
East Coast Diversified |
ECDC |
added |
Grey Market |
1/9/2018 |
|
Everlert, Inc. |
EVLI |
removed |
Pink Current |
1/16/2018 |
|
Favored, Inc. |
FVRD |
removed |
Pink Current |
1/8/2018 |
|
GVCL Ventures, Inc. |
GVCL |
removed |
Pink Current |
1/17/2018 |
|
HempAmericana, Inc. |
HMPQ |
added |
Pink Current |
1/26/2018 |
|
NanoTech Entertainment, |
NTEK |
added |
Pink No |
1/8/2018 |
|
NexGen Mining, Inc. |
NXGM |
added |
Pink No |
1/30/2018 |
|
Novus Robotics, Inc. |
NRBT |
removed |
Pink Current |
1/24/2018 |
|
Sharing Services, Inc. |
SHRV |
removed |
Pink Current |
1/18/2018 |
|
UBI BlockChain Internet |
UBIA |
added |
Grey Market |
1/8/2018 |
|
United American Corp. |
UAMA |
removed |
Pink Current |
1/12/2018 |
|
Universal Apparel & |
DKGR |
removed |
Pink Current |
1/30/2018 |
|
Vemics, Inc. |
VMCI |
added |
Grey Market |
1/17/2018 |
Learn more HERE.