OTC Markets Publishes Lists of February Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of February Compliance Downgrades & Caveat Emptor Designations
This week, OTC Markets Group published the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of February.
This list is part of OTC Markets’ new initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – February 2018
|
Company |
Symbol |
Original Market |
Downgraded Market |
Reason |
Removal Date |
|
Bon-Ton Stores, Inc. (THE) |
BONTQ |
OTCQX U.S. |
Pink Current |
Bankruptcy |
2/6/2018 |
|
Asian Development Frontier Inc. |
ADFI |
OTCQB |
Pink Current |
Bid Price Deficiency |
2/21/2018 |
|
Australian Mines Ltd. |
AMSLF |
OTCQB |
Grey Market |
FINRA Trading Halt |
2/16/2018 |
|
DSG Global Inc |
DSGT |
OTCQB |
Pink Current |
Bid Price Deficiency |
2/20/2018 |
|
InterCloud Systems, Inc. |
ICLDW |
OTCQB |
Pink Current |
Bid Price Deficiency |
2/13/2018 |
|
Magicstem Group Corp. |
MGGI |
OTCQB |
Pink Current |
Non-Compliance |
2/13/2018 |
|
Oranco, Inc. |
ORNC |
OTCQB |
Pink Current |
Non-Compliance |
2/7/2018 |
|
RenovaCare, Inc. |
RCAR |
OTCQB |
Pink Current |
Public Interest |
2/23/2018 |
|
SolarWindow Technologies, Inc. |
WNDW |
OTCQB |
Pink Current |
Public Interest |
2/23/2018 |
|
Uniroyal Global Engineered Products, |
UNIR |
OTCQB |
Pink Current |
Non- |
2/1/2018 |
In addition to downgrades, OTC Markets Group designates certain securities as “Caveat Emptor” by placing a skull and crossbones icon next to the stock symbol on the otcmarkets.com website. The Caveat Emptor designation is intended to inform investors that there may be a public interest concern related to the security and that investors should exercise additional care and perform thorough due diligence before making an investment decision. The Caveat Emptor icon is publicly displayed on the www.otcmarkets.com website and is distributed on market data feeds.
Caveat Emptor – February 2018
|
Company |
Symbol |
Caveat Emptor |
Market Tier |
Date |
|
Affirmative Insurance Holdings, Inc. |
AFFMQ |
added |
Grey Market |
2/23/2018 |
|
Agora Holdings, Inc. |
AGHI |
removed |
Pink Current |
2/6/2018 |
|
Analytica Bio-Energy Corp. |
ABEC |
added |
Pink No |
2/28/2018 |
|
Armada Oil, Inc. |
AOILQ |
added |
Grey Market |
2/23/2018 |
|
Aziel Corporation |
AZIL |
added |
Pink No |
2/5/2018 |
|
Aziel Corporation |
AZIL |
removed |
Pink No |
2/27/2018 |
|
Bell Buckle Holdings, Inc. |
BLLB |
added |
Pink No |
2/28/2018 |
|
Cherubim Interests, Inc. |
CHIT |
added |
Grey Market |
2/16/2018 |
|
China Energy Technology Corp., Ltd. |
CETH |
added |
Grey Market |
2/23/2018 |
|
Chuma Holdings, Inc. |
CHUM |
added |
Grey Market |
2/23/2018 |
|
Darkstar Ventures Inc |
DAVC |
removed |
Pink Current |
2/22/2018 |
|
DirectView Holdings, Inc. |
DIRV |
removed |
Pink Current |
2/6/2018 |
|
EnzymeBioSystems |
ENZB |
added |
Grey Market |
2/20/2018 |
|
NexGen Mining, Inc. |
NXGM |
removed |
Pink Current |
2/5/2018 |
|
PDX Partners, Inc. |
PDXP |
added |
Grey Market |
2/16/2018 |
|
RenovaCare, Inc. |
RCAR |
added |
Pink Current |
2/23/2018 |
|
SolarWindow Technologies, Inc. |
WNDW |
added |
Pink Current |
2/23/2018 |
|
Southwestern Water Exploration Co. |
SWWE |
removed |
Pink Current |
2/2/2018 |
|
Victura Construction Group, Inc. |
VICT |
added |
Grey Market |
2/16/2018 |
Learn more HERE.