OTC Markets Publishes Lists of February Compliance Downgrades & Caveat Emptor Designations

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OTC Markets Publishes Lists of February Compliance Downgrades & Caveat Emptor Designations

This week, OTC Markets Group published the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of February.

This list is part of OTC Markets’ new initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.

Downgrades from OTCQX and OTCQB – February 2018

Company

Symbol

Original Market

Downgraded Market

Reason

Removal Date

Bon-Ton Stores, Inc. (THE)

BONTQ

OTCQX U.S.

Pink Current

Bankruptcy

2/6/2018

Asian Development Frontier Inc.

ADFI

OTCQB

Pink Current

Bid Price Deficiency

2/21/2018

Australian Mines Ltd.

AMSLF

OTCQB

Grey Market

FINRA Trading Halt

2/16/2018

DSG Global Inc

DSGT

OTCQB

Pink Current

Bid Price Deficiency

2/20/2018

InterCloud Systems, Inc.

ICLDW

OTCQB

Pink Current

Bid Price Deficiency

2/13/2018

Magicstem Group Corp.

MGGI

OTCQB

Pink Current

Non-Compliance
with OTCQB
Standards

2/13/2018

Oranco, Inc.

ORNC

OTCQB

Pink Current

Non-Compliance
with OTCQB
Standards

2/7/2018

RenovaCare, Inc.

RCAR

OTCQB

Pink Current

Public Interest
Concern

2/23/2018

SolarWindow Technologies, Inc.

WNDW

OTCQB

Pink Current

Public Interest
Concern

2/23/2018

Uniroyal Global Engineered Products,
Inc.

UNIR

OTCQB

Pink Current

Non-
Compliance with OTCQB Standards

2/1/2018

 

In addition to downgrades, OTC Markets Group designates certain securities as “Caveat Emptor” by placing a skull and crossbones icon next to the stock symbol on the otcmarkets.com website.  The Caveat Emptor designation is intended to inform investors that there may be a public interest concern related to the security and that investors should exercise additional care and perform thorough due diligence before making an investment decision. The Caveat Emptor icon is publicly displayed on the www.otcmarkets.com website and is distributed on market data feeds.

 

Caveat Emptor – February 2018

Company

Symbol

Caveat Emptor
Status

Market Tier

Date

Affirmative Insurance Holdings, Inc.

AFFMQ

added 

Grey Market

2/23/2018

Agora Holdings, Inc.

AGHI

removed

Pink Current

2/6/2018

Analytica Bio-Energy Corp.

ABEC

added 

Pink No
Information

2/28/2018

Armada Oil, Inc.

AOILQ

added 

Grey Market

2/23/2018

Aziel Corporation

AZIL

added 

Pink No
Information

2/5/2018

Aziel Corporation

AZIL

removed

Pink No
Information

2/27/2018

Bell Buckle Holdings, Inc.

BLLB

added 

Pink No
Information

2/28/2018

Cherubim Interests, Inc.

CHIT

added 

Grey Market

2/16/2018

China Energy Technology Corp., Ltd.

CETH

added 

Grey Market

2/23/2018

Chuma Holdings, Inc.

CHUM

added 

Grey Market

2/23/2018

Darkstar Ventures Inc

DAVC

removed

Pink Current

2/22/2018

DirectView Holdings, Inc.

DIRV

removed

Pink Current

2/6/2018

EnzymeBioSystems

ENZB

added 

Grey Market

2/20/2018

NexGen Mining, Inc.

NXGM

removed

Pink Current

2/5/2018

PDX Partners, Inc.

PDXP

added 

Grey Market

2/16/2018

RenovaCare, Inc.

RCAR

added 

Pink Current

2/23/2018

SolarWindow Technologies, Inc.

WNDW

added 

Pink Current

2/23/2018

Southwestern Water Exploration Co.

SWWE

removed

Pink Current

2/2/2018

Victura Construction Group, Inc.

VICT

added 

Grey Market

2/16/2018

 

Learn more HERE.

 


 

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