OTC Markets Publishes Lists of March Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of March Compliance Downgrades & Caveat Emptor Designations
Last week, OTC Markets Group published the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of March.
This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – March 2018
|
Company |
Symbol |
Original Market |
Downgraded Market |
Reason |
Removal Date |
|
Fifth Street Asset Management Inc. |
FSAM |
OTCQX U.S. |
Pink Curent |
Non-Compliance with OTCQX Rules |
3/26/2018 |
|
HedgePath Pharmaceuticals, Inc. |
HPPI |
OTCQX U.S. |
OTCQB |
Not Penny Stock Exempt |
3/26/2018 |
|
Spanish Broadcasting System, Inc. |
SBSAA |
OTCQX U.S. |
OTCQB |
Market Cap Deficiency |
3/15/2018 |
|
Petroteq Energy Inc. |
PQEFF |
OTCQX International |
Pink Curent |
Public Interest Concern |
3/15/2018 |
|
Crystal Exploration Inc. |
CYRTF |
OTCQB |
Grey Market |
FINRA Trading Halt |
3/29/2018 |
|
Fortune Valley Treasures, Inc. |
FVTI |
OTCQB |
Pink No Information |
Filing Delinquency |
3/6/2018 |
|
GREY CLOAK TECH INC |
GRCK |
OTCQB |
Pink Curent |
Bid Price Deficiency |
3/5/2018 |
|
Great Lakes Graphite, Inc. |
GLKIF |
OTCQB |
Grey Market |
FINRA Trading Halt |
3/2/2018 |
|
HD View 360, Inc. |
HDVW |
OTCQB |
Pink Curent |
SEC suspension |
3/3/2018 |
|
Humanigen, Inc. |
HGEN |
OTCQB |
Pink Curent |
Non-Compliance with OTCQB Standards |
3/13/2018 |
|
Mechanical Technology, Inc. |
MKTY |
OTCQB |
Pink Curent |
Filed to Cease Reporting |
3/20/2018 |
|
Sunset Island Group, Inc. |
SIGO |
OTCQB |
Pink No Information |
Filing Delinquency |
3/19/2018 |
In addition to downgrades, OTC Markets Group designates certain securities as “Caveat Emptor” by placing a skull and crossbones icon next to the stock symbol on the otcmarkets.com website. The Caveat Emptor designation is intended to inform investors that there may be a public interest concern related to the security and that investors should exercise additional care and perform thorough due diligence before making an investment decision. The Caveat Emptor icon is publicly displayed on the www.otcmarkets.com website and is distributed on market data feeds.
Caveat Emptor – March 2018
|
Company |
Symbol |
Caveat Emptor |
Market Tier |
Date |
|
Ajia Innogroup Holdings Limited |
AJIA |
added |
Pink Curent |
3/23/2018 |
|
Anything Technologies Media Inc. |
EXMT |
added |
Pink Limited |
3/16/2018 |
|
Big Time Holdings, Inc. |
BTHI |
added |
Pink No |
3/9/2018 |
|
Big Time Holdings, Inc. |
BTHI |
removed |
Pink No |
3/21/2018 |
|
Curtiss Motorcycles Company, Inc. |
CMOT |
added |
Pink No |
3/9/2018 |
|
Emergency Pest Services Inc. |
EPSV |
removed |
Pink Curent |
3/6/2018 |
|
HD View 360, Inc. |
HDVW |
added |
Grey Market |
3/2/2018 |
|
JV Group, Inc. |
ASZP |
added |
Pink No |
3/19/2018 |
|
Jericho Oil Corp |
JROOF |
added |
Pink Curent |
3/15/2018 |
|
Kasten, Inc. |
KAST |
removed |
Pink Curent |
3/7/2018 |
|
Kelvin Medical, Inc. |
KVMD |
added |
Grey Market |
3/20/2018 |
|
Lighting Science Group Corp. |
LSCG |
added |
Pink No |
3/9/2018 |
|
Manzo Pharmaceuticals, Inc. |
MNZO |
added |
Grey Market |
3/9/2018 |
|
Mega Win Investments, Inc. |
MWII |
added |
Pink No |
3/23/2018 |
|
Mistral Ventures, Inc. |
MILV |
added |
Pink Curent |
3/27/2018 |
|
New Global Energy Inc |
NGEY |
added |
Grey Market |
3/19/2018 |
|
OMDA Oil and Gas, Inc. |
OOAG |
added |
Pink Curent |
3/27/2018 |
|
OneLife Technologies Corp. |
OLMM |
added |
Pink Curent |
3/8/2018 |
|
Orsus Xelent Technologies, Inc. |
ORSX |
added |
Pink No |
3/8/2018 |
|
PetroGas Company |
PTCO |
added |
Pink Curent |
3/20/2018 |
|
Seahawk Deep Ocean Technology, Inc. |
SHWK |
added |
Pink No |
3/15/2018 |
|
Stargaze Entertainment Group Inc. |
STGZ |
added |
Pink Curent |
3/16/2018 |
|
Tristar Acquisition Group |
TAGP |
added |
Pink No |
3/9/2018 |
|
Virtual Ed Link, Inc. |
VRED |
added |
Pink Limited |
3/20/2018 |
Learn more HERE.