ROTH Conference Regulation A Panel Answers Common Reg A Questions

Speaker

ROTH Conference Regulation A Panel Answers Common Reg A Questions

Last month, the 30th annual ROTH Conference hosted 550 participating companies and over 4,700 small/microcap attendees. For those that couldn’t attend, the expert panels from ROTH are available for viewing online.

One panel that was particularly interesting was the panel on Regulation A Offerings.

The panel was moderated by Mitch Nussbaum of Loeb & Loeb LLP.

Panelists included; Nazan Akdeniz (ROTH Capital Partners), Jason Paltrowitz (OTC Markets Group), David Bukzin (Marcum), Paul Dorfman (NYSE American), and Paul Gudonis (Myomo, Inc.).

The panel covered the following topics;

– The current traction and pipeline of new Reg A offerings

– How and why Myomo did a Reg A+ IPO on the NYSE American

– Advantages and challenges of Reg A+ from a banking prospective

– How to manage an investor base of institutions and the Reg A ‘crowd’

– How Reg A has impacted the OTC Markets

– Difference in compliance requirments for a Reg A IPO on a national exchange vs. the OTC

– and more!

 

You can watch a recording of the entire 1 hour panel HERE (free registration required). 


 

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