OTC Markets Shares Four Regulatory Initiatives & Targeted Rulemaking for 2018

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OTC Markets Shares Four Regulatory Initiatives & Targeted Rulemaking for 2018

In a post on the OTC Markets Blog last week, Cass Sanford shared OTC Markets Group’s “2018 Regulatory Initiatives & Targeted Rulemaking.

According to Sanford, “Over the past 20 years, the reputation and recognition of the OTC markets has grown.

That growth has come from technology improvements and from working closely with lawmakers and regulators. In 2018 OTC Markets will focus on these four initiatives;

1. Blue Sky Exemptions

2. JOBS Act Online Capital Raising

3. Regulations Impacting Small Public Companies: Margin Eligibility and ESOPs

4. Investor Protection: Stock Promotion and Share Ownership Disclosure

 

Learn more HERE.

 


 

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