OTC Markets Publishes Lists of June Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of June Compliance Downgrades & Caveat Emptor Designations
Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of June.
This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – June 2018
|
Company |
Symbol |
Original |
Downgraded |
Reason |
Removal |
|
Mateon Therapeutics, Inc. |
MATN |
OTCQX U.S. |
OTCQB |
Non-Compliance with |
6/8/2018 |
|
Nuo Therapeutics, Inc. |
AURX |
OTCQX |
OTCQB |
Non-Compliance with |
6/7/2018 |
|
San Lotus Holding Inc. |
SLOT |
OTCQX |
Pink No |
Filing Delinquency |
6/7/2018 |
|
Titan Energy, LLC |
TTEN |
OTCQX |
Pink No |
Filing Delinquency |
6/7/2018 |
|
3D Signatures Inc |
TDSGF |
OTCQB |
Pink Curent |
Bankruptcy |
6/5/2018 |
|
Alexandra Cap Corp |
AXDRF |
OTCQB |
Grey Market |
FINRA Trading Halt |
6/28/2018 |
|
American Energy Group, |
AEGG |
OTCQB |
Pink Curent |
Non-Compliance with |
6/4/2018 |
|
Assure Hldgs Corp |
ARHH |
OTCQB |
Pink No |
Filing Delinquency |
6/4/2018 |
|
Blow & Drive Interlock Corp. |
BDIC |
OTCQB |
Pink No |
Filing Delinquency |
6/29/2018 |
|
Bravo Multinational |
BRVO |
OTCQB |
Pink No |
Filing Delinquency |
6/4/2018 |
|
Chemistree Technology Inc. |
CHMJF |
OTCQB |
Pink Curent |
FINRA Trading Halt |
6/8/2018 |
|
China Modern Agricultural |
CMCI |
OTCQB |
Pink Limited |
Filing Delinquency |
6/30/2018 |
|
Eason Education Kingdom |
EKKH |
OTCQB |
Pink Curent |
Non-Compliance with |
6/30/2018 |
|
Evergreen-Agra Global |
EGRN |
OTCQB |
Pink No |
Filing Delinquency |
6/4/2018 |
|
Exactus, Inc. |
EXDI |
OTCQB |
Pink Curent |
Non-Compliance with |
6/30/2018 |
|
Genoil Inc. |
GNOLF |
OTCQB |
Pink No |
Filing Delinquency |
6/16/2018 |
|
Her Imports |
HHER |
OTCQB |
Pink Curent |
Non-Compliance with |
6/30/2018 |
|
IGS Capital Group Ltd. |
IGSC |
OTCQB |
Pink Limited |
Filing Delinquency |
6/30/2018 |
|
KinerjaPay Corp. |
KPAY |
OTCQB |
Pink Curent |
Non-Compliance with |
6/30/2018 |
|
Linn Energy Inc |
LNGG |
OTCQB |
Pink Curent |
Non-Compliance with |
6/30/2018 |
|
Love International Group, |
LOVV |
OTCQB |
Pink Curent |
Non-Compliance with |
6/30/2018 |
|
Pura Naturals, Inc. |
PNAT |
OTCQB |
Pink Curent |
Non-Compliance with |
6/30/2018 |
|
Savmobi Technology, Inc. |
SVMB |
OTCQB |
Pink Limited |
Filing Delinquency |
6/4/2018 |
|
Vitalibis, Inc. |
VCBD |
OTCQB |
Pink Curent |
Stock Promotion |
6/28/2018 |
In addition to downgrades, OTC Markets Group designates certain securities as “Caveat Emptor” by placing a skull and crossbones icon next to the stock symbol on the otcmarkets.com website. The Caveat Emptor designation is intended to inform investors that there may be a public interest concern related to the security and that investors should exercise additional care and perform thorough due diligence before making an investment decision. The Caveat Emptor icon is publicly displayed on the www.otcmarkets.com website and is distributed on market data feeds.
Caveat Emptor – June 2018
|
Company |
Symbol |
Caveat |
Market Tier |
Date |
|
ABC Records Management and Data |
ABCR |
added |
Grey Market |
6/11/2018 |
|
Alkame Holdings, Inc. |
ALKM |
added |
Pink No Information |
6/19/2018 |
|
Annec Green Refractories Corp. |
ANNC |
added |
Grey Market |
6/11/2018 |
|
Ayers Exploration, Inc. |
AYXE |
added |
Grey Market |
6/11/2018 |
|
Azabache Energy Inc. |
AZBCF |
added |
Grey Market |
6/11/2018 |
|
Champion Communication Services |
CCMS |
added |
Grey Market |
6/11/2018 |
|
Comerton Corp. |
COCM |
added |
Pink Curent |
6/5/2018 |
|
Coronus Solar, Inc. |
CRNSF |
added |
Grey Market |
6/11/2018 |
|
Development Capital Group, Inc. |
DLPM |
added |
Grey Market |
6/21/2018 |
|
Escalera Resources Co. |
ESCRQ |
added |
Grey Market |
6/20/2018 |
|
Escalera Resources Co. |
ESCSQ |
added |
Grey Market |
6/20/2018 |
|
Evolution Blockchain Group Inc. |
EVBC |
added |
Grey Market |
6/26/2018 |
|
FullNet Communications, Inc. |
FULO |
removed |
Pink Curent |
6/26/2018 |
|
Global Healthcare & Education |
GHEU |
added |
Grey Market |
6/11/2018 |
|
Hunter Bay Minerals PLC |
HTBNF |
added |
Grey Market |
6/11/2018 |
|
IBD Bankholding Corp., Ltd. |
IDBJF |
added |
Grey Market |
6/11/2018 |
|
Kbridge Energy Corp. |
BMMCF |
removed |
Pink Curent |
6/13/2018 |
|
Kinetex Resources Corp. |
KTXRF |
added |
Grey Market |
6/11/2018 |
|
Luminar Media Group, Inc. |
LRGR |
removed |
Pink Curent |
6/8/2018 |
|
Mining Oil, Inc. |
MIOI |
added |
Grey Market |
6/11/2018 |
|
Northland Resources S.A. |
NRSRF |
added |
Grey Market |
6/11/2018 |
|
Pacific Bepure Industry Inc. |
PBEP |
added |
Grey Market |
6/11/2018 |
|
Pasco Group Holding Co. |
PSGP |
added |
Grey Market |
6/11/2018 |
|
Peoples Food Holdings Ltd. |
PFDHF |
added |
Grey Market |
6/11/2018 |
|
PetroGas Company |
PTCO |
removed |
Pink Curent |
6/21/2018 |
|
Phoenix BioPharm, Inc. |
PXBM |
added |
Grey Market |
6/11/2018 |
|
Planet America, Inc. |
PNTC |
added |
Grey Market |
6/11/2018 |
|
Romana Food Brands Corp. |
RFBC |
added |
Pink Limited |
6/6/2018 |
|
Rongfu Aquaculture, Inc. |
RNFU |
added |
Grey Market |
6/11/2018 |
|
SKY440, Inc. |
SKYF |
removed |
Pink Curent |
6/13/2018 |
|
Scorpion Offshore Ltd. |
SRPOF |
added |
Grey Market |
6/11/2018 |
|
SharkReach, Inc. |
SHRK |
added |
Grey Market |
6/21/2018 |
|
Spiral Toys Inc. |
STOY |
added |
Grey Market |
6/21/2018 |
|
Sportingbet.com Plc. |
SPBTF |
added |
Grey Market |
6/11/2018 |
|
Universal Movers Corp |
UNMV |
added |
Grey Market |
6/11/2018 |
|
UpperSolution.com |
URSL |
added |
Pink Curent |
6/27/2018 |
|
Viosolar Inc. |
VIOSF |
added |
Grey Market |
6/11/2018 |
|
Winland Ocean Shipping Corp. |
WLOLQ |
added |
Grey Market |
6/11/2018 |
|
WorldVest Equity, Inc. |
WVVEF |
added |
Grey Market |
6/11/2018 |
|
Worthington Energy, Inc. |
WGASQ |
added |
Grey Market |
6/21/2018 |
|
Yingtui Holdings Ltd. |
YTHL |
added |
Grey Market |
6/11/2018 |
|
ZhongKe Holdings Company |
ZKCC |
removed |
Pink Limited |
6/14/2018 |
Learn more HERE.