OTC Markets Publishes Lists of September Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of September Compliance Downgrades & Caveat Emptor Designations
Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of September.
This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – September 2018
|
Company |
Symbol |
Original Market |
Downgraded Market |
Reason |
Removal Date |
|
Abtech Holdings, Inc. |
ABHD |
OTCQB |
Pink Curent |
Bid Price Deficiency |
9/5/2018 |
|
Pediapharm Inc. |
PDDPF |
OTCQB |
Pink Curent |
FINRA trading halt |
9/13/2018 |
|
NORTHERN SPHERE MNG CORP |
NSMCF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
9/18/2018 |
|
Rasna Therapeutics, Inc. |
RASP |
OTCQX U.S. |
OTCQB |
Non-compliance with OTCQX Rules |
9/20/2018 |
|
Canfield Med Supply Inc. |
CNMF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
9/21/2018 |
|
Future Farm Technologies Inc. |
FFRMF |
OTCQX International |
OTCQB |
Non-compliance with OTCQX Rules |
9/24/2018 |
|
TimefireVR Inc. |
TFVR |
OTCQB |
Pink Curent |
Bid Price Deficiency |
9/25/2018 |
*Caveat Emptor – September 2018
*The majority of Caveat Emptor additions were due to a higher number of SEC suspensions this month
|
Company |
Symbol |
Caveat Emptor Status |
Market Tier |
Date |
|
Air Media Now!, Inc. |
AMNW |
Added |
Grey Market – Caveat Emptor |
9/6/2018 |
|
Allied American Steel Corp. |
AAST |
Added |
Grey Market – Caveat Emptor |
9/6/2018 |
|
Alterrus Systems, Inc. |
ASIUQ |
Added |
Grey Market – Caveat Emptor |
9/6/2018 |
|
American First Financial, Inc. |
AFRS |
Added |
Grey Market – Caveat Emptor |
9/6/2018 |
|
American Locker Group Inc. |
ALGI |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
American Petro-Hunter, Inc. |
AAPH |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
American Sands Energy Corp. |
AMSE |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
Ami James Brands, Inc. |
AJBI |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
Ampal-American Israel Corp. |
AMPLQ |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
Anpulo Food Development, Inc. |
ANPL |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Avant Diagnostics, Inc. |
AVDX |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
Avantair, Inc. |
AAIR |
Added |
Grey Market – Caveat Emptor |
9/6/2018 |
|
Bahamas Concierge Inc. |
BHRG |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
Besra Gold, Inc. |
BSRAF |
Added |
Grey Market – Caveat Emptor |
9/6/2018 |
|
Biofuels Power Corp. |
BFLS |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
Bitzio, Inc. |
BTZO |
Added |
Grey Market – Caveat Emptor |
9/11/2018 |
|
CSA Holdings Inc. |
CSAXQ |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Ceelox Inc. |
CELO |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
China Ginseng Holdings, Inc. |
CSNG |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
China Health Resource, Inc. |
CHRI |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
China Logistics Group, Inc. |
CHLO |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
Cloudweb, Inc. |
CLOW |
Added |
Pink Curent – Caveat Emptor |
9/13/2018 |
|
ColorStars Group |
CSTU |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
Colorado Goldfields, Inc. |
CGFI |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
CorGreen Technologies Holding Corp. |
CGRT |
Added |
Grey Market – Caveat Emptor |
9/6/2018 |
|
Coupon Express, Inc. |
CPXP |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
Cross Click Media Inc. |
XCLK |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
Cybergy Holdings, Inc. |
CYBG |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Cyclone Uranium Corp |
CYUR |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Delta Oil & Gas, Inc. |
DLTA |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Digital Creative Development Corp. |
DCDC |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
EMAV Holdings, Inc. |
EMAV |
Added |
Grey Market – Caveat Emptor |
9/11/2018 |
|
Eastern Resources, Inc. |
ESRI |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
Endeavor IP, Inc. |
ENIP |
Added |
Grey Market – Caveat Emptor |
9/12/2018 |
|
Energy Quest, Inc. |
EQST |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
Enerpulse Technologies, Inc. |
ENPTW |
Added |
Grey Market – Caveat Emptor |
9/11/2018 |
|
Enerpulse Technologies, Inc. |
ENPT |
Added |
Grey Market – Caveat Emptor |
9/11/2018 |
|
Entourage Mining Ltd. |
ENMGF |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
Epic Stores Corp. |
EPSC |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
FastFunds Financial Corp. |
FFFC |
Added |
Grey Market – Caveat Emptor |
9/12/2018 |
|
First Asia Holdings Limited |
FAHLF |
Added |
Grey Market – Caveat Emptor |
9/12/2018 |
|
First Corp. |
FSTC |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
First Liberty Power Corp. |
FLPC |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
GeneSYS ID, Inc. |
GNID |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Genie Gateway |
GGWY |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Golden Global Corp. |
GLDG |
Added |
Grey Market – Caveat Emptor |
9/12/2018 |
|
Green Earth Technologies, Inc. |
GETG |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
HempAmericana, Inc. |
HMPQ |
Removed |
Pink Curent |
9/28/2018 |
|
I.I.S. Intelligent Information Systems Ltd. |
IISLF |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
INTREorg Systems, Inc. |
IORG |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
Intellect Neurosciences, Inc. |
ILNS |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
Jishanye Inc. |
JSHY |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
Juniper Group, Inc. |
JUNP |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
Kabe Exploration, Inc. |
KABX |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
LYFE Communications, Inc. |
LYFE |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
Manasota Group, Inc. |
HZNB |
Added |
Grey Market – Caveat Emptor |
9/11/2018 |
|
MedPro Safety Products, Inc. |
MPSP |
Added |
Grey Market – Caveat Emptor |
9/14/2018 |
|
Mint Leasing, Inc. (The) |
MLES |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Multimedia Platforms, Inc. |
MMPWQ |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
Munro Developments, Inc. |
MNRV |
Added |
Grey Market – Caveat Emptor |
9/13/2018 |
|
MyECheck, Inc. |
MYEC |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
NewLead Holdings, Ltd. |
NEWLF |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
Next Fuel, Inc. |
NXFI |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
Nutrastar International Inc. |
NUIN |
Added |
Grey Market – Caveat Emptor |
9/7/2018 |
|
OGL Hldgs Ltd |
OGLH |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Oakridge Global Energy Solutions, Inc. |
OGES |
Added |
Pink No Information – Caveat Emptor |
9/28/2018 |
|
Omega Commercial Finance Corp. |
OCFN |
Added |
Grey Market – Caveat Emptor |
9/24/2018 |
|
One2One Living Corp. |
LOVI |
Added |
Grey Market – Caveat Emptor |
9/14/2018 |
|
Ournett Holdings, Inc. |
ORNT |
Added |
Grey Market – Caveat Emptor |
9/14/2018 |
|
PSM Holdings, Inc. |
PSMH |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Pegasi Energy Resources Corp. |
PGSI |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
Petron Energy II, Inc. |
PEII |
Added |
Grey Market – Caveat Emptor |
9/7/2018 |
|
Petrosonic Energy, Inc. |
PSON |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Power Efficiency Corp. |
PEFF |
Added |
Grey Market – Caveat Emptor |
9/12/2018 |
|
Prospect Global Resources Inc. |
PGRX |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
Quantitative Alpha Trading, Inc. |
QATSF |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
RJS Development, Inc. |
RJSD |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
ROI Land Investments Ltd. |
ROII |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
Rackwise, Inc. |
RACK |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Redpoint Bio Corp. |
RPBC |
Added |
Grey Market – Caveat Emptor |
9/24/2018 |
|
Revolutions Medical Corp. |
RMCP |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
Robertson Global Health Solutions Corp. |
RHSC |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
STW Resources Holding Corp |
STWSQ |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Saga Energy, Inc. |
SAGA |
Added |
Grey Market – Caveat Emptor |
9/7/2018 |
|
Sanguine Corp. |
SGUI |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
Saratoga Resources, Inc. |
SARA |
Added |
Grey Market – Caveat Emptor |
9/7/2018 |
|
Satya Worldwide Inc. |
GSEG |
Added |
Grey Market – Caveat Emptor |
9/10/2018 |
|
Sector 10, Inc. |
SECI |
Added |
Pink Limited – Caveat Emptor |
9/26/2018 |
|
Silver Dragon Resources, Inc. |
SDRG |
Added |
Grey Market – Caveat Emptor |
9/6/2018 |
|
Stallion Synergies Inc |
SSYR |
Added |
Grey Market – Caveat Emptor |
9/13/2018 |
|
Starfield Resources Inc. |
SRFDF |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
Sunergy, Inc. |
SNEY |
Added |
Grey Market – Caveat Emptor |
9/13/2018 |
|
SwissINSO Holding Inc. |
SWHN |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
Sydys Corp. |
SYYC |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
Synergetics, Inc. |
SYNG |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
T3 Motion Inc. |
TTTM |
Added |
Grey Market – Caveat Emptor |
9/18/2018 |
|
TLC Vision Corp. |
TLCVF |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
Talon Real Estate Holding Corp. |
TALR |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
The MaryJane Group, Inc. |
MJMJ |
Added |
Grey Market – Caveat Emptor |
9/24/2018 |
|
Tianyin Pharmaceutical Co., Inc. |
TPIY |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
Titanium Healthcare, Inc. |
TIHC |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
|
U.S. Precious Metals, Inc. |
USPR |
Added |
Grey Market – Caveat Emptor |
9/7/2018 |
|
Uni Core Holdings Corporation |
UCHC |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Unigene Laboratories, Inc. |
UGNEQ |
Added |
Grey Market – Caveat Emptor |
9/14/2018 |
|
Virtual Sourcing, Inc. |
PGCX |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
Wild Craze, Inc. |
WILD |
Added |
Grey Market – Caveat Emptor |
9/14/2018 |
|
WindStream Technologies, Inc. |
WSTI |
Added |
Grey Market – Caveat Emptor |
9/21/2018 |
|
WordLogic Corp. |
WLGC |
Added |
Grey Market – Caveat Emptor |
9/19/2018 |
|
ZAP |
ZAAP |
Added |
Grey Market – Caveat Emptor |
9/12/2018 |
|
eLayaway, Inc. |
ELAY |
Added |
Grey Market – Caveat Emptor |
9/6/2018 |
|
eMONEco, Inc. |
EMON |
Added |
Grey Market – Caveat Emptor |
9/20/2018 |
Learn more HERE.