OTC Markets Publishes Lists of October Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of October Compliance Downgrades & Caveat Emptor Designations
Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of October.
This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – October 2018
|
Company |
Symbol |
Original |
Downgraded |
Reason |
Removal Date |
|
Change Financial Ltd. |
CNGFF |
OTCQX |
Pink Curent |
Non-Compliance |
10/1/2018 |
|
Abattis Bioceuticals Corp. |
ATTBF |
OTCQB |
Pink Curent |
Public Interest |
10/2/2018 |
|
Cuentas Inc. |
CUEN |
OTCQB |
Pink Limited |
Filing Delinquency |
10/2/2018 |
|
DKG Capital Inc. |
DKGH |
OTCQB |
Pink Limited |
Filing Delinquency |
10/2/2018 |
|
NOWNEWS DIGITAL MEDIA |
NDMT |
OTCQB |
Pink Limited |
Filing Delinquency |
10/2/2018 |
|
Players Network (THE) |
PNTV |
OTCQB |
Pink Limited |
Filing Delinquency |
10/2/2018 |
|
Right On Brands, Inc. |
RTON |
OTCQB |
Pink Limited |
Filing Delinquency |
10/2/2018 |
|
LottoGopher Holdings, Inc. |
LTTGF |
OTCQB |
Pink Curent |
FINRA Trading Halt |
10/5/2018 |
|
CannAwake Corporation |
CANX |
OTCQB |
Pink No |
Filing Delinquency |
10/6/2018 |
|
Atlas Blockchain Group Inc. |
ATLEF |
OTCQB |
Pink Curent |
FINRA Trading Halt |
10/16/2018 |
|
Sustainable Projects Group Inc. |
SPGX |
OTCQB |
Pink No |
Filing Delinquency |
10/17/2018 |
|
AG&E Holdings, Inc. |
AGNUQ |
OTCQB |
Pink Curent |
Bankruptcy |
10/19/2018 |
|
Benz Mining Corp |
BENZF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
10/20/2018 |
|
Aerkomm Inc. |
AKOM |
OTCQX U.S. |
OTCQB |
Non-Compliance |
10/23/2018 |
|
Alliance Bioenergy Plus, Inc. |
ALLMQ |
OTCQB |
Pink Curent |
Bankruptcy |
10/24/2018 |
|
Theralase Technologies Inc. |
TLTFF |
OTCQX |
OTCQB |
Non-Compliance |
10/24/2018 |
|
Broadway Gold Mng Ltd |
BDWYF |
OTCQB |
Pink Curent |
FINRA Trading Halt |
10/26/2018 |
|
Sunvalley Solar, Inc. |
SSOL |
OTCQB |
Pink Curent |
Filed to Cease |
10/30/2018 |
|
Yummies, Inc. |
YUMM |
OTCQB |
Pink Curent |
Non-Compliance |
10/30/2018 |
Caveat Emptor – October 2018
|
Company |
Symbol |
Caveat |
Market Tier |
Date |
|
Uneeqo, Inc. |
UNEQ |
removed |
Pink Curent |
10/3/2018 |
|
OneLife Technologies Corp. |
OLMM |
added |
Grey Market |
10/9/2018 |
|
New Age Farm |
NWGFF |
added |
Pink Curent |
10/19/2018 |
|
American Retail Group, Inc. |
ARGB |
added |
Grey Market |
10/22/2018 |
|
Frontera Investment, Inc. |
FRNV |
added |
Pink No |
10/22/2018 |
|
Anything Technologies Media Inc. |
EXMT |
removed |
Pink Curent |
10/24/2018 |
|
Moregain Pictures, Inc. |
MGPC |
removed |
Pink Curent |
10/29/2018 |
Learn more HERE.