OTC Markets Publishes Lists of November Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of November Compliance Downgrades & Caveat Emptor Designations
Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of November.
This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – November 2018
|
Company |
Symbol |
Original Market |
Downgraded Market |
Reason |
Removal Date |
|
Egalet Corporation |
EGLTQ |
OTCQX U.S. |
Pink Curent |
Bankruptcy |
11/1/2018 |
|
Gastar Exploration Inc. |
GSTCQ, GSPBQ, GSPAQ |
OTCQB |
Pink Curent |
Bankruptcy |
11/2/2018 |
|
Guided Therapeutics, Inc. |
GTHP |
OTCQB |
Pink Curent |
Bid Price Deficiency |
11/7/2018 |
|
Vitality Biopharma, Inc. |
VBIO |
OTCQB |
Pink Curent |
SEC Suspension |
11/7/2018 |
|
Petroquest Energy, Inc. |
PQUEQ |
OTCQX U.S. |
Pink Curent |
Bankruptcy |
11/8/2018 |
|
Natcore Technology Inc. |
NTCXF |
OTCQB |
Pink Curent |
FINRA Trading Halt |
11/12/2018 |
|
Integrated Ventures, Inc. |
INTV |
OTCQB |
Pink No Information |
Filing Delinquency |
11/14/2018 |
|
Provision Holding, Inc. |
PVHO |
OTCQB |
Pink No Information |
Filing Delinquency |
11/14/2018 |
|
Taxus Pharmaceuticals Holdings Inc. |
TXSP |
OTCQB |
Pink No Information |
Filing Delinquency |
11/14/2018 |
|
Red Eagle Mining Corp. |
RDEMF |
OTCQX International |
Pink Curent |
FINRA Trading Halt |
11/16/2018 |
|
Sunniva Inc. |
SNNVF |
OTCQX International |
OTCQB |
Not Penny Stock Exempt |
11/16/2018 |
|
Her Imports |
HHER |
OTCQB |
Pink Curent |
Filed to Cease Reporting |
11/17/2018 |
|
Avalon Advanced Materials Inc. |
AVLNF |
OTCQX International |
OTCQB |
Bid Price Deficiency |
11/21/2018 |
|
Cardiff Lexington Corporation |
CDIX |
OTCQB |
Pink Curent |
Bid Price Deficiency |
11/21/2018 |
|
Desert Lion Energy Inc. |
DSLEF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
11/27/2018 |
|
ORHUB, Inc. |
ORHB |
OTCQB |
Pink Curent |
Filing Delinquency |
11/28/2018 |
|
OriginClear, Inc. |
OCLN |
OTCQB |
Pink Curent |
Bid Price Deficiency |
11/28/2018 |
|
Sugarmade, Inc. |
SGMD |
OTCQB |
Pink Curent |
Filing Delinquency |
11/28/2018 |
|
Drone USA, Inc |
DRUS |
OTCQB |
Pink Curent |
Bid Price Deficiency |
11/30/2018 |
Caveat Emptor – November 2018
|
Company |
Symbol |
Caveat Emptor Status |
Market Tier |
Date |
|
Start Scientific, Inc. |
STSC |
removed |
Pink Curent |
11/1/2018 |
|
Suntex Enterprises, Inc. |
SNTX |
added |
Pink Limited |
11/2/2018 |
|
Vitality Biopharma, Inc. |
VBIO |
added |
Grey Market |
11/7/2018 |
|
DNA Dynamics, Inc. |
DNAD |
added |
Pink Limited |
11/26/2018 |
Learn more HERE.