OTC Markets Publishes Lists of December Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of December Compliance Downgrades & Caveat Emptor Designations
Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of December.
This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – December 2018
|
Company |
Symbol |
Original |
Downgraded |
Reason |
Removal |
|
Argos Therapeutics, Inc. |
ARGSQ |
OTCQB |
Pink Curent |
Bankruptcy |
12/5/2018 |
|
Kootenay Zinc Corp |
KTNNF |
OTCQB |
Pink Curent |
Public Interest Concern |
12/7/2018 |
|
Probility Media Corp. |
PBYA |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/7/2018 |
|
NQ Minerals PLC |
NQMLF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/13/2018 |
|
Giggles N’ Hugs Inc. |
GIGL |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/19/2018 |
|
ProGreen US, Inc. |
PGUS |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/19/2018 |
|
Sutter Gold Mining Inc. |
SGMNF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/19/2018 |
|
Sauer Energy, Inc. |
SENY |
OTCQB |
Pink No |
Filed to Cease |
12/20/2018 |
|
Umatrin Holding Limited |
UMHL |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/20/2018 |
|
United Royale Holdings |
URYL |
OTCQB |
Pink Curent |
Non-compliance with |
12/20/2018 |
|
Blue Sphere Corp. |
BLSP |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/31/2018 |
Caveat Emptor – December 2018
|
Company |
Symbol |
Caveat |
Market Tier |
Date |
|
iBrands Corp. |
IBRC |
added |
Pink No |
12/7/2018 |
|
Tamm Oil & Gas Corp. |
TAMO |
added |
Grey Market |
12/11/2018 |
|
Tarheel Billboard Inc |
THEE |
added |
Grey Market |
12/11/2018 |
|
Kali, Inc. |
KALY |
added |
Pink No |
12/13/2018 |
|
Abzu Gold, Ltd. |
ABZUF |
added |
Grey Market |
12/17/2018 |
|
Advanced Explorations Inc. |
ADEXF |
added |
Grey Market |
12/17/2018 |
|
Aroway Energy, Inc. |
ARWJF |
added |
Grey Market |
12/17/2018 |
|
CRS Electronics |
LEDCF |
added |
Grey Market |
12/17/2018 |
|
Campbell Resources Inc. |
CBLRF |
added |
Grey Market |
12/17/2018 |
|
CanAm Coal Corp. |
COECF |
added |
Grey Market |
12/17/2018 |
|
Cash Store Financial Services, |
CSFSF |
added |
Grey Market |
12/17/2018 |
|
Cinram International Income |
CRWFF |
added |
Grey Market |
12/17/2018 |
|
DiagnoCure Inc. |
DGCRF |
added |
Grey Market |
12/17/2018 |
|
Gallery Resources Limited |
GARQF |
added |
Grey Market |
12/17/2018 |
|
Global Cobalt Corp |
GLBCF |
added |
Grey Market |
12/17/2018 |
|
Global Hunter Corp. |
GBLHF |
added |
Grey Market |
12/17/2018 |
|
Golden Phoenix Minerals, Inc. |
GPXM |
added |
Grey Market |
12/17/2018 |
|
Great Western Minerals Group |
GWMGF |
added |
Grey Market |
12/17/2018 |
|
Hellix Ventures, Inc. |
HLLXF |
added |
Grey Market |
12/17/2018 |
|
Hydralogic Systems, Inc. |
HYSYF |
added |
Grey Market |
12/17/2018 |
|
Imris Inc. |
IMRSQ |
added |
Grey Market |
12/17/2018 |
|
Intertainment Media, Inc. |
ITMTF |
added |
Grey Market |
12/17/2018 |
|
KAB Distribution Inc. |
KABDF |
added |
Grey Market |
12/17/2018 |
|
Lexicon Building Systems Ltd. |
AILFQ |
added |
Grey Market |
12/17/2018 |
|
Linux Gold Corp. |
LNXGF |
added |
Grey Market |
12/17/2018 |
|
Mad Catz Interactive, Inc. |
MCZAF |
added |
Grey Market |
12/17/2018 |
|
Maudore Minerals Ltd. |
MAOMF |
added |
Grey Market |
12/17/2018 |
|
Medical Services International |
MSITF |
added |
Grey Market |
12/17/2018 |
|
MicroPlanet Technology Corp. |
MCTYF |
added |
Grey Market |
12/17/2018 |
|
North American Tungsten |
NATUF |
added |
Grey Market |
12/17/2018 |
|
PRD Energy, Inc. |
PREGF |
added |
Grey Market |
12/17/2018 |
|
Palladon Ventures Ltd. |
PLLVF |
added |
Grey Market |
12/17/2018 |
|
Peace Arch Entertainment |
PAEGF |
added |
Grey Market |
12/17/2018 |
|
Power Resource Exploration |
PREXF |
added |
Grey Market |
12/17/2018 |
|
Poynt Corporation |
PNYTF |
added |
Grey Market |
12/17/2018 |
|
RB Energy Inc |
RBEIF |
added |
Grey Market |
12/17/2018 |
|
Resources Dianor Inc. |
RSDNF |
added |
Grey Market |
12/17/2018 |
|
St. Elias Mines Ltd. |
SELSF |
added |
Grey Market |
12/17/2018 |
|
Synodon, Inc. |
SYXXF |
added |
Grey Market |
12/17/2018 |
|
Thinkpath Inc. |
THPHF |
added |
Grey Market |
12/17/2018 |
|
Timminco Ltd. |
TIMNF |
added |
Grey Market |
12/17/2018 |
|
Turbodyne Technologies Inc. |
TRBD |
added |
Grey Market |
12/17/2018 |
|
United Protection Security |
UZZFF |
added |
Grey Market |
12/17/2018 |
|
United Silver Corp. |
USCZF |
added |
Grey Market |
12/17/2018 |
|
Woulfe Mining Corp |
WFEMF |
added |
Grey Market |
12/17/2018 |
|
ZaZa Energy Corp |
ZAZA |
added |
Grey Market |
12/17/2018 |
|
Zeox Corp. |
ZOXCF |
added |
Grey Market |
12/17/2018 |
|
Zoloto Resources Ltd. |
ZRSCF |
added |
Grey Market |
12/17/2018 |
|
Hemp Naturals Inc. |
HPMM |
added |
Pink Curent |
12/27/2018 |
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