OTC Markets Publishes Lists of January Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of January Compliance Downgrades & Caveat Emptor Designations
Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of January.
This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
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Downgrades from OTCQX and OTCQB – January 2019 |
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Company |
Symbol |
Original Market |
Downgraded Market |
Reason |
Removal Date |
|
Spotlight Innovation Inc. |
STLT |
OTCQB |
Pink No Information |
Filing Delinquency |
1/1/2019 |
|
Dougherty’s Pharmacy, Inc. |
MYDP |
OTCQB |
Pink No Information |
Filing Delinquency |
1/3/2019 |
|
Gilla, Inc. |
GLLA |
OTCQB |
Pink No Information |
Filing Delinquency |
1/3/2019 |
|
Petrolia Energy Corp. |
BBLS |
OTCQB |
Pink No Information |
Filing Delinquency |
1/3/2019 |
|
theMaven, Inc. |
MVEN |
OTCQB |
Pink No Information |
Filing Delinquency |
1/3/2019 |
|
Deep Down, Inc. |
DPDW |
OTCQX U.S. |
OTCQB |
Non-Compliance with OTCQX Rules |
1/4/2019 |
|
MPM Holdings Inc. |
MPMQ |
OTCQX U.S. |
OTCQB |
Non-Compliance with OTCQX Rules |
1/4/2019 |
|
Endurance Exploration Group, Inc. |
EXPL |
OTCQB |
Pink Current |
Filed to Cease Reporting |
1/7/2019 |
|
Fatfish Blockchain Ltd. |
FFTTF |
OTCQB |
Pink Current |
Bid Price Deficiency |
1/7/2019 |
|
Shoal Games, Ltd. |
SGLDF |
OTCQB |
Grey Market |
FINRA Trading Halt |
1/8/2019 |
|
American Energy Group, Ltd. (THE) |
AEGG |
OTCQB |
Pink Current |
Non-Compliance with OTCQB Standards |
1/10/2019 |
|
Towerstream Corp. |
TWER |
OTCQB |
Pink Current |
Filed to Cease Reporting |
1/10/2019 |
|
12 Retech Corporation |
RETC |
OTCQB |
Pink Current |
Bid Price Deficiency |
1/15/2019 |
|
Duo World Inc. |
DUUO |
OTCQB |
Pink Current |
Bid Price Deficiency |
1/16/2019 |
|
Mexus Gold US |
MXSG |
OTCQB |
Pink Current |
Bid Price Deficiency |
1/16/2019 |
|
Northsight Capital, Inc. |
NCAP |
OTCQB |
Pink Current |
Bid Price Deficiency |
1/16/2019 |
|
Natur International Corp. |
NTRU |
OTCQB |
Pink Current |
Non-Compliance with OTCQB Standards |
1/18/2019 |
|
International Spirits & Beverage Group, Inc. |
ISBG |
OTCQB |
Pink Limited |
Public Interest Concern |
1/24/2019 |
|
Mobetize Corp. |
MPAY |
OTCQB |
Pink Current |
Filed to Cease Reporting |
1/24/2019 |
|
PHI Group, Inc. |
PHIL |
OTCQB |
Pink Current |
Bid Price Deficiency |
1/24/2019 |
|
Vicon Industries, Inc. |
VCON |
OTCQB |
Pink Current |
Filed to Cease Reporting |
1/24/2019 |
|
usell.com, Inc. |
USEL |
OTCQB |
Pink Current |
Filed to Cease Reporting |
1/24/2019 |
|
Jacada Ltd. |
JCDAF |
OTCQB |
Pink Current |
Filed to Cease Reporting |
1/31/2019 |
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Madison Technologies Inc. |
MDEX |
OTCQB |
Pink Current |
Bid Price Deficiency |
1/31/2019 |
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Caveat Emptor – January 2019 |
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Company |
Symbol |
Caveat Emptor Status |
Market Tier |
Date |
|
Smokefree Innotec, Inc. |
SFIO |
added |
Pink No Information |
1/18/2019 |
|
Kalmin Corp. |
KLMN |
added |
Pink Current |
1/31/2019 |
Learn more HERE.