OTC Markets Publishes Lists of February Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of February Compliance Downgrades & Caveat Emptor Designations
Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of February.
This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – February 2019
|
Company |
Symbol |
Original |
Downgraded |
Reason |
Removal Date |
|
Mill City Ventures III, Ltd. |
MCVT |
OTCQX U.S. |
OTCQB |
Non-Compliance with OTCQX Rules |
2/1/2019 |
|
Drone Guarder, Inc. |
DRNG |
OTCQB |
Pink Limited |
Filing Delinquency |
2/4/2019 |
|
Vegalab, Inc. |
VEGL |
OTCQB |
Pink No Information |
Filing Delinquency |
2/4/2019 |
|
GSRX Industries Inc. |
GSRX |
OTCQB |
Pink Curent |
Non-compliance with OTCQB Standards |
2/5/2019 |
|
Yinfu Gold Corp. |
ELRE |
OTCQB |
Pink Curent |
Non-compliance with OTCQB Standards |
2/5/2019 |
|
Zhuding International Limited |
ZHUD |
OTCQB |
Pink Curent |
Public Interest Concern |
2/7/2019 |
|
Novume Solutions, Inc. |
NVMMP |
OTCQX U.S. |
OTCQB |
Non-Compliance with OTCQX Rules |
2/15/2019 |
|
Novume Solutions, Inc. |
NVMMW |
OTCQX U.S. |
OTCQB |
Non-Compliance with OTCQX Rules |
2/15/2019 |
|
EVIO, Inc. |
EVIO |
OTCQB |
Pink No Information |
Filing Delinquency |
2/19/2019 |
|
Janel Corp. |
JANL |
OTCQB |
Pink No Information |
Filing Delinquency |
2/19/2019 |
|
Sonic Foundry, Inc. |
SOFO |
OTCQB |
Pink No Information |
Filing Delinquency |
2/19/2019 |
|
Aradigm Corp. |
ARDMQ |
OTCQB |
Pink Curent |
Bankruptcy |
2/20/2019 |
|
Green Envirotech Holdings, Corp. |
GETH |
OTCQB |
Pink Curent |
Bid Price Deficiency |
2/20/2019 |
|
Immune Pharmaceuticals Inc. |
IMNPQ |
OTCQB |
Pink Curent |
Bankruptcy |
2/20/2019 |
|
Regen Biopharma, Inc. |
RGBPP |
OTCQB |
Pink Curent |
Bid Price Deficiency |
2/20/2019 |
|
Regen Biopharma, Inc. |
RGBP |
OTCQB |
Pink Curent |
Bid Price Deficiency |
2/20/2019 |
|
Spindle, Inc. |
SPDL |
OTCQB |
Pink Curent |
Bid Price Deficiency |
2/20/2019 |
|
VNUE, Inc. |
VNUE |
OTCQB |
Pink Curent |
Bid Price Deficiency |
2/20/2019 |
|
Eurocontrol Technics Group Inc. |
EUCTF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
2/25/2019 |
|
Oncolix, Inc. |
ONCX |
OTCQB |
Pink Curent |
Bid Price Deficiency |
2/28/2019 |
|
Reliq Health Technologies Inc. |
RQHTF |
OTCQB |
Pink Curent |
Public Interest Concern |
2/28/2019 |
Caveat Emptor – February 2019
|
Company |
Symbol |
Caveat Emptor |
Market Tier |
Date |
|
Hemp Naturals Inc. |
HPMM |
removed |
Pink Curent |
2/1/2019 |
|
Argus Worldwide Corp. |
ARGW |
added |
Grey Market |
2/5/2019 |
|
Nocera Inc. |
NCRA |
removed |
Pink No Information |
2/13/2019 |
|
DNA Dynamics, Inc. |
DNAD |
removed |
Pink Curent |
2/14/2019 |
|
UpperSolution.com |
URSL |
removed |
Pink Curent |
2/14/2019 |
Learn more HERE.