OTC Markets Publishes Lists of March Compliance Downgrades & Caveat Emptor Designations
OTC Markets Publishes Lists of March Compliance Downgrades & Caveat Emptor Designations
Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of March.
This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.
Downgrades from OTCQX and OTCQB – March 2019
|
Company |
Symbol |
Original |
Downgraded |
Reason |
Removal Date |
|
Optec |
OPTI |
OTCQB |
Pink Current |
Filed to Cease |
3/1/2019 |
|
Protalex, Inc. |
PRTX |
OTCQB |
Pink No |
Filing |
3/5/2019 |
|
ULURU Inc. |
ULUR |
OTCQB |
Pink Current |
Filed to Cease |
3/5/2019 |
|
HighCom Global |
HCGS |
OTCQB |
Pink Current |
Bid Price |
3/12/2019 |
|
Immune |
IMUN |
OTCQB |
Pink Current |
Bid Price |
3/12/2019 |
|
Fatfish |
FFTTF |
OTCQB |
Pink Current |
Bid Price |
3/15/2019 |
|
iGambit, Inc. |
IGMB |
OTCQB |
Pink Current |
Bid Price |
3/19/2019 |
|
Digatrade |
DIGAF |
OTCQB |
Pink Current |
Bid Price |
3/25/2019 |
|
GlassBridge |
GLAE |
OTCQX U.S. |
OTCQB |
Bid Price |
3/27/2019 |
Caveat Emptor – March 2019
|
Company |
Symbol |
Caveat Emptor |
Market Tier |
Date |
|
International Spirits & |
ISBG |
added |
Pink Limited |
3/8/2019 |
|
Cloudweb, Inc. |
CLOW |
removed |
Pink Current |
3/11/2019 |
|
Oliveda International, Inc. |
OLVI |
removed |
Pink Current |
3/11/2019 |
|
Peoplesway.com, Inc. |
PLWY |
added |
Pink No |
3/11/2019 |
|
Vortex Brands Co. |
VTXB |
removed |
Pink Current |
3/20/2019 |
|
Bakken Energy Corp. |
BKEN |
added |
Pink No |
3/22/2019 |
Learn more HERE.