OTC Markets Publishes Lists of March Compliance Downgrades & Caveat Emptor Designations

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OTC Markets Publishes Lists of March Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of March.

This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.

Downgrades from OTCQX and OTCQB – March 2019

Company

Symbol

Original
Market

Downgraded
Market

Reason

Removal Date

Optec
International,
Inc.

OPTI

OTCQB

Pink Current

Filed to Cease
Reporting

3/1/2019

Protalex, Inc.

PRTX

OTCQB

Pink No
Information

Filing
Delinquency

3/5/2019

ULURU Inc.

ULUR

OTCQB

Pink Current

Filed to Cease
Reporting

3/5/2019

HighCom Global
Security, Inc.

HCGS

OTCQB

Pink Current

Bid Price
Deficiency

3/12/2019

Immune
Therapeutics,
Inc.

IMUN

OTCQB

Pink Current

Bid Price
Deficiency

3/12/2019

Fatfish
Blockchain Ltd.

FFTTF

OTCQB

Pink Current

Bid Price
Deficiency

3/15/2019

iGambit, Inc.

IGMB

OTCQB

Pink Current

Bid Price
Deficiency

3/19/2019

Digatrade
Financial Corp.

DIGAF

OTCQB

Pink Current

Bid Price
Deficiency

3/25/2019

GlassBridge
Enterprises, Inc.

GLAE

OTCQX U.S.

OTCQB

Bid Price
Deficiency

3/27/2019

Caveat Emptor – March 2019

Company

Symbol

Caveat Emptor
Status

Market Tier

Date

International Spirits &
Beverage Group, Inc.

ISBG

added 

Pink Limited

3/8/2019

Cloudweb, Inc.

CLOW

removed

Pink Current

3/11/2019

Oliveda International, Inc.

OLVI

removed

Pink Current

3/11/2019

Peoplesway.com, Inc.

PLWY

added 

Pink No
Information

3/11/2019

Vortex Brands Co.

VTXB

removed

Pink Current

3/20/2019

Bakken Energy Corp.

BKEN

added 

Pink No
Information

3/22/2019

 

Learn more HERE.

 


 

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