OTC Markets Publishes Lists of March Compliance Downgrades & Caveat Emptor Designations

Posted on April 5, 2019 by PubCoCEO Staff Leave a comment

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of March.

This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month.

Downgrades from OTCQX and OTCQB – March 2019

Company	Symbol	Original Market	Downgraded Market	Reason	Removal Date
Optec International, Inc.	OPTI	OTCQB	Pink Current	Filed to Cease Reporting	3/1/2019
Protalex, Inc.	PRTX	OTCQB	Pink No Information	Filing Delinquency	3/5/2019
ULURU Inc.	ULUR	OTCQB	Pink Current	Filed to Cease Reporting	3/5/2019
HighCom Global Security, Inc.	HCGS	OTCQB	Pink Current	Bid Price Deficiency	3/12/2019
Immune Therapeutics, Inc.	IMUN	OTCQB	Pink Current	Bid Price Deficiency	3/12/2019
Fatfish Blockchain Ltd.	FFTTF	OTCQB	Pink Current	Bid Price Deficiency	3/15/2019
iGambit, Inc.	IGMB	OTCQB	Pink Current	Bid Price Deficiency	3/19/2019
Digatrade Financial Corp.	DIGAF	OTCQB	Pink Current	Bid Price Deficiency	3/25/2019
GlassBridge Enterprises, Inc.	GLAE	OTCQX U.S.	OTCQB	Bid Price Deficiency	3/27/2019

Caveat Emptor – March 2019

Company	Symbol	Caveat Emptor Status	Market Tier	Date
International Spirits & Beverage Group, Inc.	ISBG	added	Pink Limited	3/8/2019
Cloudweb, Inc.	CLOW	removed	Pink Current	3/11/2019
Oliveda International, Inc.	OLVI	removed	Pink Current	3/11/2019
Peoplesway.com, Inc.	PLWY	added	Pink No Information	3/11/2019
Vortex Brands Co.	VTXB	removed	Pink Current	3/20/2019
Bakken Energy Corp.	BKEN	added	Pink No Information	3/22/2019