Author Archives: PubCoCEO Staff

Save On Dividend Issuance Fees With This Trusted Paying Agent

Paying agents provide payments in the form of check, ACH, wire, or additional stock issuances (when acting as the registered agent) for stock dividends or coupons, interest and principal on bonds. Transfer Online’s payment processes have been refined and simplified by industry leading professionals in the securities industry. They have been a trusted paying agent since 1999! To ensure that

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Expert Analysis: Class of November 2018 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of November saw a total of four companies uplist from the OTCQB and OTCQX onto national securities exchanges. Below are brief descriptions of these companies and selected information and observations of the paths these companies pursued. For more information about the uplisting process, or any other questions or analysis,

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Toxic Note Fight Taken To Federal Appeals Court In New York

Sponsored Yesterday, The Basile Law Firm P.C. announced that its’ client, 5BARz International Inc., (OTC: BARZ) filed a motion in the United States Circuit Court of Appeals for the Second Circuit to certify questions of law to the New York Court of Appeals requesting that several issues of unsettled state usury law be put in front of the New York

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SEC Charges Three with Orchestrating a Fraudulent Public Shell Company Scheme

This week, the Securities and Exchange Commission announced fraud charges against a Florida-based CPA, a former broker, and his spouse, for their roles in a fraudulent scheme involving the creation and sale of a public shell company and false regulatory filings to facilitate the sale. According to the SEC, David Dreslin and Michael Toups created a shell company, Anglesea Enterprises,

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OTC Markets Closed Tomorrow To Observe National Day of Mourning for President George H.W. Bush

OTC Markets Group Inc. (OTCQX: OTCM), announced that it will be closed on Wednesday, December 5, 2018, to observe the National Day of Mourning and passing of President George H.W. Bush. In addition, OTC Link and the Multicast Market Data Feed will be closed on Wednesday, December 5, 2018. If you have any questions, please contact OTC Link Trading Services

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SEC Charges Four in Fraudulent Microcap Manipulation Scheme Orchestrated Through International Accounts

Last week, The Securities and Exchange Commission charged four individuals for their roles in a scheme to profit from the manipulation and illegal sale of stock of two publicly traded companies, Environmental Packaging Technologies Holdings, Inc. and CURE Pharmaceutical Holding Corp. According to the SEC’s complaint, Morrie Tobin, a California resident, worked with co-defendants Milan Patel, Matthew Ledvina, and Daniel

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Three OTC Markets Issuers Uplisted to Nasdaq & NYSE in October 2018

Three issuers uplisted from the OTC Markets to the NASDAQ or NYSE in October 2018. Learn more about these OTC ‘graduates’ below.   Synchronoss Technologies, Inc. (Nasdaq: SNCR) On October 1, 2018, SNCR uplisted from the OTCPink to the Nasdaq Global Select Market. Synchronoss transforms the way companies create new revenue, reduce costs and delight their subscribers with cloud, messaging,

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Floyd Mayweather And DJ Khaled Charged With Unlawfully Touting Coin Offerings

Yesterday, The Securities and Exchange Commission announced settled charges against professional boxer Floyd Mayweather Jr. and music producer Khaled Khaled, known as DJ Khaled, for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). These are the SEC’s first cases to charge touting violations involving ICOs. The SEC’s orders found that Mayweather failed to disclose

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SEC Charges Self-Described Stock Promoter With Microcap Market Manipulation Scheme

Yesterday, The Securities and Exchange Commission charged a self-described penny stock promoter and an entity he controlled with orchestrating a scheme to manipulate trading in at least 97 microcap stocks. According to the SEC’s complaint, Eric Landis of Charlottesville, Virginia, falsely claimed to third-party media buyers for microcap companies that he would distribute promotional materials for the stocks via email

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