Author Archives: PubCoCEO Staff

OTC Markets Publishes Lists of October Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of October. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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SEC Brings Charges in New York Boiler Room Scheme

Last week, the Securities and Exchange Commission brought additional charges against a Long Island, New York-based boiler room previously sued for defrauding elderly and unsophisticated investors. The latest charges allege that First Choice Healthcare Solutions Inc. CEO Christian Romandetti, the boiler room, and four others, manipulated the company’s shares generating more than $3.3 million of illegal profits and more than

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QBie™ Spotlight: KULR Technology Group, Inc. (OTCQB: KUTG)

QBie™ Spotlight joins Michael Mo, Co-Founder & CEO of KULR Technology Group, Inc. (OTCQB: KUTG), to discuss one of the OTCQB’s newest additions. KUTG joined the OTCQB on August 14, 2018.   What does KULR Technology Group do? Michael Mo (Co-Founder & CEO – OTCQB: KUTG): “KULR Technology Group is focused on developing and commercializing our proprietary, high-performance, space-used thermal

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We Don’t Need No Stinkin’ Stockbrokers (Apologies to John Huston and Mel Brooks) [Guest Post]

Guest Post By Irwin Stein, Esq. Ask a lot of people who are under 30 years of age and they will likely tell you that stockbrokers are evil charlatans who “caused” the 2008 market meltdown and the recession that followed. These young people cannot wait until all stockbrokers and other intermediaries are replaced by smartphone apps and automated systems that

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Another Uplisting .com Client Successfully Uplists to Nasdaq Capital Markets

Sponsored  On November 2, 2018, Uplisting.com client, Avalon Globocare Corp (“Avalon Globocare” or the “Company”), finalized its uplisting to the NASDAQ Capital Markets. Its common stock began trading on the exchange on November 5, 2018, under the symbol AVCO. Avalon Globocare is dedicated to integrating and managing global healthcare services and resources, as well as empowering high-impact biomedical innovations and

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Overview: Short Selling MicroCap Stocks On The OTC Markets

This week, Cromwell Coulson (CEO of OTC Markets Group) shared a post on the OTC Markets Blog about “Understanding Short Sale Activity.” Short selling is simply the sale of a security that the seller has borrowed. Short selling is a hot topic for microcap investors, traders, and management teams. MicroCap short selling is often credited for volume and price changes

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Is The End Of The Penny Stock Market Imminent?

In September, Bank of America banned trades of all microcaps with stock prices under $5. For some, this signaled the end of the penny stock market and prompted Richard Levick to share an article on Frobes.com titled “The End Of The Penny Stock Market Could Be Imminent.” According to Levick, “If enough other financial institutions follow suit, the penny stock

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OTC Markets Wants To Be The Exchange For Entrepreneurs

In a recent Bloomberg article about cannabis-related securities, Jason Paltrowitz explained that OTC Markets wants to be the market for entrepreneurs. Paltrowitz explained how innovative companies, like those in the cannabis space, choose OTC Markets over national exchanges because National exchanges are more restrictive, more expensive, and less beneficial for small issuers. OTC Markets has seen many international cannabis companies list on

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Prestigious Firms Sponsor PubCoCEO™ in November

We are honored to announce that six prestigious firms have supported PubCoCEO™ as Platinum Sponsors and three as Gold Sponsors in November! Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent), Transfer Online, Inc. (Official Founding Transfer Agent), MZ Group (Official Founding IR Firm), and Acquis Capital, LLC (Official Founding Investment Firm),  are each the Official November

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