Author Archives: PubCoCEO Staff

MicroCap Market Manipulator Sentenced To 87 Months In Prison

On January 30, 2019, David Aubel of North Carolina was sentenced by U.S. District Court Chief Judge Patti B. Saris to 87 months in prison, five years of supervised release and ordered to pay restitution in the amount of $242,553. In November 2017, Aubel pleaded guilty to one count of conspiracy to commit securities fraud and wire fraud, one count

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SEC Obtains Judgment Against Penny Stock Promoter

Last week, the SEC announced that they obtained a judgment against a penny stock promoter in connection with multiple pump-and-dump schemes. On November 17, 2014, the SEC charged Jay Fung and two others with orchestrating schemes to manipulate five penny stocks between November 2009 and September 2010. The complaint alleged that, as part of the manipulative scheme, Fung and the

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Four Prestigious Firms Named February’s Platinum Sponsors of PubCoCEO™

We are honored to announce that four prestigious firms have supported PubCoCEO™ as Platinum Sponsors in February! Lucosky Brookman, LLP (Official Law Firm), MZ Group (Official Founding IR Firm), Acquis Capital, LLC (Official Founding Investment Firm), and The WorkOut Group, LLC (Official OTC Advisory Group) are each the Official February Sponsors of PubCoCEO™ in their respective categories. The support of these firms will

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Five Things To Consider When Hiring A MicroCap Attorney

MicroCap Attorneys are not only an important part of a small public companies regulatory success but also their overall success. From helping navigate the microcap financing minefield to making sure companies meet their regulatory requirements, a good microcap attorney can be the difference between success and failure for issuers. Because hiring a microcap attorney is so vitally important to a

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Upcoming MicroCap Event: INVEST IN CANNABIS

We recently caught up with Mary Ruggiero to discuss Proactive Investors’ INVEST IN CANNABIS event. Q&A below:   When and where is the Forum held? Mary Ruggiero: “This forum is being held on Wednesday, January 30, 2019 at 767 3rd Avenue, 7th Floor, NYC 10017.”   How would you best describe INVEST IN CANNABIS? Mary Ruggiero: “Proactive’s INVEST IN CANNABIS

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