Category Archives: Capital Markets

Seven OTC Markets Issuers Uplisted to Nasdaq & NYSE in August 2018

Seven issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in August 2018. Learn more about these OTC ‘graduates’ below.   Cumulus Media, Inc. (Nasdaq: CMLS) On August 1, 2018, CMLS uplisted from the OTC Pink to the Nasdaq. CMLS combines high-quality local programming with iconic, nationally syndicated media, sports and entertainment brands to deliver premium content

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OTC Markets Publishes Lists of August Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of August. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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Uplisting.com Client Successfully Uplists to NASDAQ & Completes $10 Million Registered Offering

Sponsored On August 8, 2018, Uplisting.com client, ElectraMeccanica Vehicles Corporation (“ElectraMeccanica”), finalized its Uplisting to the NASDAQ Capital Markets. Its common stock and warrants began trading on the exchange on August 9, 2018, under the symbols SOLO and SOLOW, respectively. Simultaneous with the Uplisting to NASDAQ, the Company priced an underwritten public offering of 2,353,000 units, each unit consisting of

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What Are The Benefits Of Cross-Trading In The United States?

In a new post on the OTC Markets blog, Jason Paltrowitz discussed the “Benefits of Cross-Trading in the United States.” Paltrowitz shared five benefits of cross-trading in the US. 1. SEC reporting exemption (Rule 12g32b) 2. Diversifying your shareholder base 3. Making your financial information, research, pricing and risk assessment more broadly available to U.S. investors 4. Appealing to those investors

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Three OTC Markets Issuers Uplisted to Nasdaq & NYSE in July 2018

Three issuers uplisted from the OTC Markets to the NASDAQ or NYSE in July 2018. Learn more about these OTC ‘graduates’ below.   American Fin Tr Inc (Nasdaq: AFIN) On July 19, 2018, AFIN uplisted from the the OTC to the Nasdaq Global Select Market. AFIN is a publicly traded real estate investment trust listed on the Nasdaq focused on managing

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OTC Markets Publishes Lists of July Compliance Downgrades & Caveat Emptor Designations

This week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of July. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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The LD Micro Index Reconstituted With 284 Additions & 297 Removals

On August 1st, The LD Micro Index was reconstituted. 284 companies were added and 297 were removed. The LD Micro Index is designed to give the most accurate representation of the intraday activity of microcap stocks in North America. General criteria for inclusion in The LD Micro Index are as follows: – Listed in the U.S. (NYSE/AMEX, Nasdaq, OTCM) or

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OTC Markets Announces Q2 2018 Index Performance and Rebalancing

This week, OTC Markets Group announced the second quarter 2018 performance and quarterly rebalancing of the OTCQX® and OTCQB® indexes, including the OTCQX Canada Index and the OTCQX Dividend Index. The OTC’s US Inexes were relatively stable in the second quarter. The OTCQX U.S. Index (.OTCQXUS) was up 1.1% and the OTCQB Venture Index (.OTCQB) was down 1% in the first quarter. Sixteen

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OTC Markets Publishes Lists of June Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of June. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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