Category Archives: Capital Markets

Expert Analysis: Class of February 2019 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of February saw a total of five companies uplist from the OTC onto national securities exchanges. One of these companies operates in the medical devices industry, two operate in the energy sector, one operates in the consumer products industry, while another is in the cannabis industry. Below is a

Read more

Five OTC Markets Issuers Uplisted From The OTC In February 2019

Five OTC Markets Issuers Uplisted From The OTC To senior exchanges in February 2019.  Learn more about the OTC ‘graduates’ below.   Zynex, Inc. (Nasdaq: ZYXI) On February 12, 2019, Zynex, Inc. (Nasdaq: ZYXI) uplisted from the OTCQB to the Nasdaq Capital Market. Zynex, founded in 1996, markets and sells its own design of electrotherapy medical devices used for pain management and

Read more

OTC Markets Publishes Lists of February Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of February. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

Read more

Senate Committee Considers JOBS Act 3.0… Finally

Last week, The Senate Committee on Banking, Housing, and Urban Affairs held a hearing on more than two dozen bills related to securities markets regulation including JOBS Act 3.0. In July, the House of Representatives passed the “JOBS and Investor Confidence Act of 2018,” also known as the JOBS Act 3.0. The bill passed with 406 “yes” votes and only

Read more

Only One OTC Markets Issuer Uplisted From The OTC In January 2019

Only one OTC Markets Issuer Uplisted From The OTC To a senior exchange in January 2019.  This was a very slow start for 2019 uplists. Learn more about the sole OTC ‘graduate’ below.   HEXO Corp. (NYSE American: HEXO) On January 23, 2019, HEXO Corp. (NYSE American: HEXO), uplisted from the OTC PINK to the NYSE American. HEXO is a

Read more

OTC Markets Announces 2019 OTCQX Best 50

OTC Markets recently announced its 5th annual list of the top 50 U.S. and international companies traded on the OTCQX Best Market—the 2019 OTCQX® Best 50. This year’s list speaks to a broad array of companies spanning all sizes, industries and geographic regions, from well-capitalized US community banks to Mega-Cap foreign exchange-listed Global brands. 2019 OTCQX Best 50 companies traded

Read more

Uplisting to a Senior Exchange – Review of Uplistings in 2018

58 companies uplisted to a senior exchange in 2018. Of such companies, a total of 36 companies uplisted to NASDAQ Capital Markets, 10 uplisted to NASDAQ Global Select and 12 uplisted to NYSE American. Such companies uplisted from various marketplaces including 30 from the OTCQB, 12 from the OTCQX and 16 from the OTC Pink Current. In order to Uplist

Read more

OTC Markets Publishes Lists of January Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of January. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

Read more

The LD Micro Index Reconstituted With 346 Additions & 312 Removals

On February 1st, The LD Micro Index was reconstituted. 346 companies were added and 312 were removed. The LD Micro Index is designed to give the most accurate representation of the intraday activity of microcap stocks in North America. General criteria for inclusion in The LD Micro Index are as follows: – Listed in the U.S. (NYSE/AMEX, Nasdaq, OTCM) or

Read more
« Older Entries