Category Archives: Capital Markets

Three OTC Markets Issuers Uplisted From The OTC To Nasdaq In April 2019

Three OTC Markets Issuers Uplisted From The OTC To senior exchanges in April 2019. Learn more about the OTC ‘graduates’ below. Verb Technology Company, Inc. (NASDAQ: VERB) On April 5, 2019, VERB uplisted from the OTCQB to the Nasdaq. VERB Technology Company, Inc., formerly nFusz, Inc., is rapidly emerging as the market leader in interactive video data collection and analysis

Read more

Dos And Don’ts For SmallCap Reverse Mergers

John Lowy shared his Dos and Donts for smallcap reverse mergers in a recent issue of MicroCap Review Magazine. According to Lowy; “going public isn’t for the faint of heart. So, before a private company embarks upon this route, the following not all-inclusive list of Dos and Don’ts should be considered carefully.” Reverse Mergers Dos:  Do retain experienced attorneys Do

Read more

Expert Analysis: Class of April 2019 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of April saw a total of three companies uplist from the OTC onto national securities exchanges. One of these companies operates in the solar technology industry, one operates in the biotechnology industry, while another is in the software application industry.  Below is a brief description of these companies and

Read more

SEC’s Office of the Advocate for Small Business Capital Formation to Host Roundtable to Kick Off National Small Business Week

The Securities and Exchange Commission announced that its Office of the Advocate for Small Business Capital Formation will host a roundtable on May 6 to hear from small businesses and their investors. The roundtable will celebrate the kickoff of National Small Business Week, which is May 5-11. The event will feature discussions between small businesses and venture capital investors on

Read more

OTC Markets Workshop: Increasing Liquidity & Accessing US Investors

Cross trading onto the OTC Market could provide NEX Exchange quoted companies a cost-efficient and compliant method of increasing visibility and liquidity by accessing US institutional and private investors. As a qualifying exchange NEX Exchange issuers leverage UK reporting standards and therefore would forego SEC reporting requirements for cross trading onto the OTC Market – this bypasses burdensome, costly and

Read more

SEC Announces Members of Small Business Capital Formation Advisory Committee

Last week, the Securities and Exchange Commission announced the inaugural members of the Small Business Capital Formation Advisory Committee. The Committee will hold its first meeting on Monday, May 6, 2019, at the SEC’s headquarters in Washington, D.C. The Committee was established by the SEC Small Business Advocate Act of 2016, and is designed to provide a formal mechanism for

Read more

OTC Markets Announces Q1 2019 Index Performance and Rebalancing

Last week, OTC Markets Group announced the first quarter 2019 performance and quarterly rebalancing of the OTCQX® and OTCQB® indexes, including the OTCQX Canada Index and the OTCQX Dividend Index. All the OTC Indexes ended Q1 higher. The OTCQB Venture Index (.OTCQB), which tracks the overall OTCQB Venture Market, was up 15.6% in the first quarter. The OTCQX Composite Index

Read more

What Is The OTCQX Advisory Council?

Started in 2015, the OTCQX Advisory Council provides insight and support to the OTC Markets Group senior management team on key issues that impact OTCQX-traded issuers and the public markets. The Council is comprised of a ten-member board. Collectively, these Council members represent an impressive mix of U.S.-based CEOs and CFOs from a diverse range of geographic and industry sectors.

Read more
« Older Entries