Category Archives: Capital Markets

Uplisting to a Senior Exchange – Review of Uplistings in 2018

58 companies uplisted to a senior exchange in 2018. Of such companies, a total of 36 companies uplisted to NASDAQ Capital Markets, 10 uplisted to NASDAQ Global Select and 12 uplisted to NYSE American. Such companies uplisted from various marketplaces including 30 from the OTCQB, 12 from the OTCQX and 16 from the OTC Pink Current. In order to Uplist

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OTC Markets Publishes Lists of January Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of January. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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The LD Micro Index Reconstituted With 346 Additions & 312 Removals

On February 1st, The LD Micro Index was reconstituted. 346 companies were added and 312 were removed. The LD Micro Index is designed to give the most accurate representation of the intraday activity of microcap stocks in North America. General criteria for inclusion in The LD Micro Index are as follows: – Listed in the U.S. (NYSE/AMEX, Nasdaq, OTCM) or

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OTC Markets Announces Q4 2018 Index Performance and Rebalancing

Last week, OTC Markets Group announced the fourth quarter 2018 performance and quarterly rebalancing of the OTCQX® and OTCQB® indexes, including the OTCQX Canada Index and the OTCQX Dividend Index. All the OTC Indexes ended Q4 lower. The OTCQX Canada Index (.OTCQXCAN), which tracks Canadian OTCQX companies, was down 31.6% in the fourth quarter. The OTCQB Venture Index (.OTCQB), which

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Uplisting .com Rings the NASDAQ Closing Bell With Client, Avalon Global Corp.

Sponsored  On January 7, 2019, Uplisting.com client, Avalon Globocare Corp (“Avalon Globocare” or the “Company”), rang the bell at NASDAQ Capital Markets. Its common stock had been trading on the exchange since November 5, 2018 under the symbol AVCO. Avalon Globocare is dedicated to integrating and managing global healthcare services and resources, as well as empowering high-impact biomedical innovations and

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OTC Markets Publishes Lists of December Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of December. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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