Category Archives: Capital Markets

OTC Markets Group Introduces Canari To Assign Risk Scores To OTC Issuers

Last week, OTC Markets Group Inc. introduced Canari — a premium web-based tool designed to provide users with a comprehensive view of quantitative compliance data for OTCQX®, OTCQB®, Pink® and Grey Market securities. Through its intuitive user interface, Canari helps clients quickly access risk scoring metrics and drill down into 110 essential data points at the security level. The tool

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New Premium Provider Directory On OTC Markets’ Website

For a $500 application fee and $3,000 per year, your firm can be listed in OTC Markets’ New Premium Provider Directory. OTC Markets Group’s Premium Provider Directory offers select providers direct exposure to the thousands of U.S and international companies that trade on our OTCQX®, OTCQB® and Pink® markets. Each custom profile will feature company name, logo, service description and

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Two OTC Markets Community Banks Uplisted From The OTC To Nasdaq In March 2019

Two OTC Markets Issuers Uplisted From The OTC To senior exchanges in March 2019. Both of last month’s ‘graduates’ were community banks uplisting from the OTC to Nasdaq. There were no traditional OTC uplists in March. Learn more about the OTC ‘graduates’ below.   Cortland Bancorp (Nasdaq: CLDB) On March 8, 2019, CLDB uplisted from the OTC to the Nasdaq

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Expert Analysis: Class of February 2019 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of February saw a total of five companies uplist from the OTC onto national securities exchanges. One of these companies operates in the medical devices industry, two operate in the energy sector, one operates in the consumer products industry, while another is in the cannabis industry. Below is a

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Five OTC Markets Issuers Uplisted From The OTC In February 2019

Five OTC Markets Issuers Uplisted From The OTC To senior exchanges in February 2019.  Learn more about the OTC ‘graduates’ below.   Zynex, Inc. (Nasdaq: ZYXI) On February 12, 2019, Zynex, Inc. (Nasdaq: ZYXI) uplisted from the OTCQB to the Nasdaq Capital Market. Zynex, founded in 1996, markets and sells its own design of electrotherapy medical devices used for pain management and

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OTC Markets Publishes Lists of February Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of February. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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Senate Committee Considers JOBS Act 3.0… Finally

Last week, The Senate Committee on Banking, Housing, and Urban Affairs held a hearing on more than two dozen bills related to securities markets regulation including JOBS Act 3.0. In July, the House of Representatives passed the “JOBS and Investor Confidence Act of 2018,” also known as the JOBS Act 3.0. The bill passed with 406 “yes” votes and only

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Only One OTC Markets Issuer Uplisted From The OTC In January 2019

Only one OTC Markets Issuer Uplisted From The OTC To a senior exchange in January 2019.  This was a very slow start for 2019 uplists. Learn more about the sole OTC ‘graduate’ below.   HEXO Corp. (NYSE American: HEXO) On January 23, 2019, HEXO Corp. (NYSE American: HEXO), uplisted from the OTC PINK to the NYSE American. HEXO is a

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OTC Markets Announces 2019 OTCQX Best 50

OTC Markets recently announced its 5th annual list of the top 50 U.S. and international companies traded on the OTCQX Best Market—the 2019 OTCQX® Best 50. This year’s list speaks to a broad array of companies spanning all sizes, industries and geographic regions, from well-capitalized US community banks to Mega-Cap foreign exchange-listed Global brands. 2019 OTCQX Best 50 companies traded

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