Category Archives: Featured

Is The End Of The Penny Stock Market Imminent?

In September, Bank of America banned trades of all microcaps with stock prices under $5. For some, this signaled the end of the penny stock market and prompted Richard Levick to share an article on Frobes.com titled “The End Of The Penny Stock Market Could Be Imminent.” According to Levick, “If enough other financial institutions follow suit, the penny stock

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Prestigious Firms Sponsor PubCoCEO™ in November

We are honored to announce that six prestigious firms have supported PubCoCEO™ as Platinum Sponsors and three as Gold Sponsors in November! Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent), Transfer Online, Inc. (Official Founding Transfer Agent), MZ Group (Official Founding IR Firm), and Acquis Capital, LLC (Official Founding Investment Firm),  are each the Official November

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Six Prestigious Firms Named November’s Platinum Sponsors of PubCoCEO™

We are honored to announce that six prestigious firms have supported PubCoCEO™ as Platinum Sponsors in November! Transfer Online, Inc. (Official Founding Transfer Agent), Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent & Outsourced CFO), MZ Group (Official Founding IR Firm), and Acquis Capital, LLC (Official Founding Investment Firm) are each the Official November Sponsors of PubCoCEO™ in

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Expert Analysis: Class of October and September 2018 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP While the month of September 2018 saw four companies migrate from the OTCQX, OTCQB and OTC Pink onto national securities exchanges, October 2018 was a slower month for uplists with only one company migrating from the OTCQX to the NYSE. In September of 2018, two of those companies were small-cap companies

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The Workout Group LLC Shares Three OTC Microcap Case Studies

Sponsored The Workout Group LLC (TWG) may be one of the only groups of professionals that have led successful restructurings of microcap companies in the last 2 years. They were known as OTCWORKOUTS, LLC but changed their name to better reflect what they do. Below are three case studies where TWG recapitalized the company and remediated its’ debt that resulted

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Complete White Label & Back Office Solutions For Companies Making Stock Offerings

Sponsored Stock Offering Solutions (SOS) provides complete white label and back office solutions for companies making stock offerings. From private placements to Reg A+ IPOs, SOS provides everything you need to create offerings and close investments. SOS’s back office solutions are a document management systems created by industry professionals to efficiently receive, manage, and recall investor information. This is a

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Upcoming MicroCap Event: Proactive’s CEO Investors’ Forum – October, NYC

We recently caught up with Mary Ruggiero to discuss Proactive’s CEO Investors’ Forum – October, NYC. Q&A below:   When and where is the Forum held? Mary Ruggiero: “This forum is being held on Wednesday, October 24, 2018 at 767 Third Avenue, NY, NY 10017 from 4:30 – 7:30 pm. This event is on the seventh floor which features a

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OTC Markets Announces Q3 2018 Index Performance and Rebalancing

This week, OTC Markets Group announced the third quarter 2018 performance and quarterly rebalancing of the OTCQX® and OTCQB® indexes, including the OTCQX Canada Index and the OTCQX Dividend Index. All the OTC Indexes except the OTCQX U.S. Index ended Q3 higher. Two OTC Indexes outperformed the others. The OTCQX Canada Index (.OTCQXCAN), which tracks Canadian OTCQX companies, was up

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Bank of America Bans Trades of All MicroCaps With Shares Under $5

According to CNBC, Bank of America’s Merrill Lynch brokerage recently told clients it was changing its trading policy regarding penny stocks. CNBC’s sources say Merrill Lynch banned purchases of ‘penny stocks’ in late July, and added restrictions to sales in September. As of September 30th,  stocks priced under $5 per share from companies with a market capitalization under $300 million will be

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