Category Archives: Featured

OTC Markets Group Expands Global Footprint in Europe with Opening of London Office

Last week, OTC Markets Group Inc. announced the opening of its new subsidiary, headquartered in London, as part of a broader strategy to meet the needs of European issuers looking for cost-effective solutions to access the U.S. Capital Markets. This expansion underscores the success of OTC Markets internationally, with over 2,000 companies from 30 global markets, including London, Frankfurt and

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Upcoming Free Webinar: Benefits of Sponsored Research For MicroCap PubCos

Most small and micro-cap public companies struggle to get noticed by and gain interest from the investment community. Research coverage would be a great solution, if not for the dearth of “sell-side” coverage and the consequences of MiFID II. Company sponsored-research has always been available, and in 2019 and beyond, more respected and important than ever. Please join OTC Markets

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Four Prestigious Firms Named January’s Platinum Sponsors of PubCoCEO™

We are honored to announce that four prestigious firms have supported PubCoCEO™ as Platinum Sponsors in January! Lucosky Brookman, LLP (Official Law Firm), MZ Group (Official Founding IR Firm), Acquis Capital, LLC (Official Founding Investment Firm), and The WorkOut Group, LLC (Official OTC Advisory Group) are each the Official January Sponsors of PubCoCEO™ in their respective categories. The support of these firms will

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58 Companies Uplist From The OTC To Nasdaq & NYSE in 2018

Fifty-eight companies uplisted from the OTC Markets to the NASDAQ, NYSE, or NYSE American in 2018! That’s a significant increase from the thirty-five issuers that uplisted in 2016 and a slight decrease from the 63 that uplisted in 2017. While some of the world’s largest companies trade on the OTC Markets, many smallcap and microcap issuers view the OTC Markets as

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OTC Markets & IR Magazine Shares SmallCap Guide For Navigating Mergers & Acquisitions

As a smallcap company with limited resources, it can be difficult to effectively manage and execute the critical components that surround M&A. A new report from OTC Markets Group and IR Magazine looks at M&A for smallcaps, including six reasons why a merger may be appealing for small cap companies, from driving faster growth, to exploring new avenues to increase

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Expert Analysis: Class of December 2018 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of December saw a total of five companies uplist from the OTCQB onto national securities exchanges. Below are brief descriptions of these companies and selected information and observations of the paths these companies pursued from the OTC to a senior exchange. For more information about the uplisting process, or

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Five OTC Markets Issuers Uplisted From The OTCQB To The Nasdaq in December 2018

Five OTC Markets Issuers Uplisted From The OTCQB To The Nasdaq in December 2018. All of Decembers uplists were from the OTCQB to the Nasdaq and no issuer uplisted to the NYSE. Learn more about these OTC ‘graduates’ below.   Wrap Technologies Inc. (Nasdaq: WRTC) On December 4th, 2018, WRTC uplisted from the OTCQB to the Nasdaq Capital Market. Wrap

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Martha Miller Named Advocate for Small Business Capital Formation

The Securities and Exchange Commission today announced that Martha Legg Miller has been named as the first Advocate for Small Business Capital Formation. The position and the new Office of the Advocate for Small Business Capital Formation were created pursuant to the bipartisan SEC Small Business Advocate Act of 2016. As the Advocate for Small Business Capital Formation, Ms. Miller

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SEC Adopts Final Rules to Allow Exchange Act Reporting Companies to Use Regulation A

This week, The Securities and Exchange Commission adopted final rules to allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings. “Regulation A provides an exemption from registration under the Securities Act for offerings of securities up to $50 million in a 12-month period,” said Chairman Jay Clayton. “The amended rules will provide reporting

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