Public Cannabis Company Receives SEC Qualification for Reg A+ Offering

Late last week, True Leaf Medicine International Ltd. (CSE: MJ) (FSE: TLA) (OTCQB: TRLFF) launched a CAD $10 million Reg A+ offering after it received a qualification notice from the SEC. True Leaf is one of the few already public companies to use Reg A+ as a method to raise capital. True Leaf adheres to international reporting standards (vs SEC

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SEC Files Fraud Charges Against Microcap Company and Its CEO

On Monday, the Securities and Exchange Commission charged a microcap company and its CEO with conducting a fraudulent scheme to mislead investors about the company’s success and prospects, hide its losses, inflate the value of its assets, and artificially prop up its stock price. The SEC’s complaint, filed on December 4, 2017, alleges that Premier Holding Corp. (OTCQB: PRHL), a

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Four Issuers Uplisted From The OTC to Senior Exchanges in November 2017

Four issuers uplisted from the OTC Markets to the NASDAQ, NYSE American, and NYSE in November. Learn more about these OTC ‘graduates’ below.   NanoVibronix, Inc. (NASDAQ: NAOV) On November 2, 2017, NAOV uplisted from the OTCQB to the NASDAQ Capital Market. NanoVibronix, Inc. is a medical device company headquartered in Elmsford, NY with research and development in Nesher, Israel, that is

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Breaking: LD Micro Main Event Cancelled Due to Fire and Air Quality Concerns

LD Micro announced this morning that the LD Micro Main Event “is CANCELLED due to fire and air quality concerns.” The microcap conference was being held at the Luxe Sunset Bel Air in Los Angeles. The conference was hosting over 1,000 attendees with about 250 microcap companies. The event began on December 4th and was scheduled to run through the 7th.

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SEC Charges ‘Penny Stock’ Operators With Defrauding Elderly Investors

Last week, the Securities and Exchange Commission charged two individuals with defrauding elderly investors in a penny stock scheme involving Florida entertainment companies and their “Spongebuddy” product. The SEC’s complaint charges Joseph A. Rubbo and Angela Beckcom Rubbo Monaco with defrauding investors through offerings by their companies VIP TV LLC, VIP Television Inc., and The Spongebuddy LLC. Rubbo and Monaco are

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