Five OTC Markets Issuers Uplisted From The OTCQB To The Nasdaq in December 2018

Five OTC Markets Issuers Uplisted From The OTCQB To The Nasdaq in December 2018. All of Decembers uplists were from the OTCQB to the Nasdaq and no issuer uplisted to the NYSE. Learn more about these OTC ‘graduates’ below.   Wrap Technologies Inc. (Nasdaq: WRTC) On December 4th, 2018, WRTC uplisted from the OTCQB to the Nasdaq Capital Market. Wrap

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SEC Files Subpoena Enforcement in Possible MicroCap Market Manipulation Scheme

The Securities and Exchange Commission filed a subpoena enforcement action against three penny-stock companies and their CEO – Cherubim Interests, Inc. (CHIT), PDX Partners, Inc. (PDXP), Victura Construction Group, Inc. (VICT), and Patrick Jevon Johnson – seeking an order directing them to comply with investigative subpoenas for documents. According to the SEC’s application, filed on December 21, 2018 in U.S.

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OTC Markets Executive Shares Expectations For Reg A+ In 2019

Last week, The SEC adopted final rules to allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings. Following the news, Crowdfund Insider caught up with Jason Paltrowitz of OTC Markets Group to discuss Reg A+ issued securities trading on OTC markets. One of the questions Paltrowitz answered was about his expectations for Reg

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Martha Miller Named Advocate for Small Business Capital Formation

The Securities and Exchange Commission today announced that Martha Legg Miller has been named as the first Advocate for Small Business Capital Formation. The position and the new Office of the Advocate for Small Business Capital Formation were created pursuant to the bipartisan SEC Small Business Advocate Act of 2016. As the Advocate for Small Business Capital Formation, Ms. Miller

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SEC Adopts Final Rules to Allow Exchange Act Reporting Companies to Use Regulation A

This week, The Securities and Exchange Commission adopted final rules to allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings. “Regulation A provides an exemption from registration under the Securities Act for offerings of securities up to $50 million in a 12-month period,” said Chairman Jay Clayton. “The amended rules will provide reporting

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LD Micro Index Below 2,000 For First Time In 2 Years

This week, the LD Micro Index fell below 2,000 for the first time in  over 2 years. The LD Micro Index is designed to give the most accurate representation of the intraday activity of microcap stocks in North America. The index is market cap weighted and is comprised of approximately 1,014 stocks in the U.S. and Canada. General criteria for inclusion

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Transfer Online Is An Experienced Transfer Agent For Bank Mergers & Acquisitions

Sponsored Mergers & acquisitions can be a very hectic time for banks and public companies. Not only do management teams need to worry about combining their internal operations but they also need to ensure a smooth transition of shareholder records. During an M&A transaction, shareholders often need to replace lost certificates, submit old paper certificates, and change registration of ownership.

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Four OTC Markets Issuers Uplisted to Nasdaq & NYSE in November 2018

Four issuers uplisted from the OTC Markets to the NASDAQ or NYSE in November 2018. Learn more about these OTC ‘graduates’ below.   Aphria Inc. (NYSE: APHA) On November 2, 2018, APHA uplisted from the OTCPink to the NYSE. Aphria is a leading global cannabis company driven by an unrelenting commitment to our people, product quality and innovation. In preparation for

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Six Prestigious Firms Named December’s Platinum Sponsors of PubCoCEO™

We are honored to announce that six prestigious firms have supported PubCoCEO™ as Platinum Sponsors in December! Transfer Online, Inc. (Official Founding Transfer Agent), Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent & Outsourced CFO), MZ Group (Official Founding IR Firm), Acquis Capital, LLC (Official Founding Investment Firm), and The WorkOut Group, LLC (Official OTC Advisory Group) are each

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