Expert Analysis: Class of May 2019 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of May saw a total of two companies uplist from the OTC onto national securities exchanges. One of these companies operates in the biopharmaceutical industry, while another is in the cannabis industry. Below is a brief description of these companies and selected information and observations of the path these

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Three OTC Markets Issuers Uplisted From The OTC To Nasdaq In May 2019

Three OTC Markets Issuers Uplisted From The OTC To senior exchanges in May 2019. Learn more about the OTC ‘graduates’ below.   Franklin Financial Services Corp. (Nasdaq: FRAF) On May 1, 2019, FRAF uplisted from the OTCQX to the Nasdaq. Franklin Financial is the largest independent, locally owned and operated bank holding company headquartered in Franklin County with assets of

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OTC Markets Publishes Lists of May Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the list of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of May. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in

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QBie™ Spotlight: Plyzer Technologies Inc. (OTCQB: PLYZ)

QBie™ Spotlight joins Lluis Pallares, CEO of Plyzer Technologies Inc. (OTCQB: PLYZ), to discuss one of the OTCQB’s newest additions. PLYZ joined the OTCQB on September 25, 2018. What does Plyzer Technologies do? Lluis Pallares: “Plyzer Technologies, Inc. adds value to raw, publicly available online data providing tools for effective decision making for online buyers, brands/companies that operate in hyper-competitive

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OTC Markets Group Launches OTCQX Cannabis Index With 30 Issuers

This week, OTC Markets Group Inc. announced the launch of the OTCQX® Cannabis Index (.OTCQXMJ), a new performance benchmark for cannabis companies trading on the OTCQX Best Market. The OTCQX Cannabis Index is designed to highlight the diversity of high-quality Cannabis companies that meet the financial, disclosure and corporate governance standards required to trade on the OTCQX Market. Currently, there are

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Three Prestigious Firms Named June’s Platinum Sponsors of PubCoCEO™

We are honored to announce that three prestigious firms have supported PubCoCEO™ as Platinum Sponsors in June! MZ Group (Official Founding IR Firm), Lucosky Brookman, LLP (Official Law Firm), and Acquis Capital, LLC (Official Founding Investment Firm), are each the Official June Sponsors of PubCoCEO™ in their respective categories. The support of these firms will allow us to further our mission of providing daily

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This Week’s 9th Annual LD Micro Invitational Will Host 250+ SmallCap Companies

This week, over 250 SmallCap presenters and 1,000+ total attendees will descend on the Luxe Sunset in Bel-Air, CA for the 9th Annual LD Micro Invitational. The event takes place on June 4th & 5th. Hosted by LD Micro, known for the LD Micro Index and other smallcap conferences, the invitational is a premier event for the small & micro-cap

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QBie™ Spotlight: Go Cobalt Mining Corporation (OTCQB: GOCOF)

QBie™ Spotlight joins Scott Sheldon, President of Go Cobalt Mining Corporation (OTCQB: GOCOF), to discuss one of the OTCQB’s newest additions. GOCOF joined the OTCQB on December 18, 2018. Go Cobalt is also traded internationally: CSE: GOCO What does Go Cobalt Mining Corporation do? Scott Sheldon: “The Company is helping close the supply gap for future battery metals. We are

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Reg CF (Crowdfunding) Update

CrowdfundInsider.com shared a post this week celebrating Reg CF’s 3rd anniversary. In the post, the highlight the ups and downs of Reg CF over the last 3 years and summarize where we are today. Reg CF, the smallest crowdfunding exemption, allows an issuer to raise up to $1.07 million in a highly regulated environment. Issuers must use FINRA approved “Funding

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