Tag Archives: Advisory Committee on Small and Emerging Companies

SEC Announces Members of Small Business Capital Formation Advisory Committee

Last week, the Securities and Exchange Commission announced the inaugural members of the Small Business Capital Formation Advisory Committee. The Committee will hold its first meeting on Monday, May 6, 2019, at the SEC’s headquarters in Washington, D.C. The Committee was established by the SEC Small Business Advocate Act of 2016, and is designed to provide a formal mechanism for

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Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

SEC Chairman Jay Clayton discusses the transition from the ACSEC to the New Small Business Capital Formation Advisory Committee and the SEC’s search for the ‘Advocate for Small Business Capital Formation’ in his opening remarks before the SEC Advisory Committee on Small and Emerging Companies on September 13, 2017. SEC Chairman Jay Clayton: “Good morning everyone, and thank you, Steve [Graham] and

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SEC Announces Agenda for September 13 Meeting of the Advisory Committee on Small and Emerging Companies

The Securities and Exchange Commission announced the agenda for the next meeting of its Advisory Committee on Small and Emerging Companies. The committee will discuss the Sarbanes-Oxley Act auditor attestation requirement and explore whether updates are needed to Securities Act Rule 701, which many companies use to provide stock and option awards. The committee also will vote on a final

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