Tag Archives: analyst coverage

Uplisting to a Senior Exchange – Review of Uplistings in 2018

58 companies uplisted to a senior exchange in 2018. Of such companies, a total of 36 companies uplisted to NASDAQ Capital Markets, 10 uplisted to NASDAQ Global Select and 12 uplisted to NYSE American. Such companies uplisted from various marketplaces including 30 from the OTCQB, 12 from the OTCQX and 16 from the OTC Pink Current. In order to Uplist

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SEC Charges SeeThruEquity With Deceiving Investors in Supposedly Unbiased MicroCap Reports

Yesterday, the Securities and Exchange Commission charged a small and micro-cap stock research firm and its co-founders with defrauding investors by issuing reports purportedly based on “unbiased” and “not paid for” research when in reality they received thousands of dollars from issuers as a condition to providing each report. According to the SEC’s complaint, SeeThruEquity LLC and brothers Ajay and

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Uplist Series Part IV: Seven Benefits of Uplisting To A Senior Exchange

Welcome to Part IV of our UpListing Series: Seven Benefits of Uplisting To A Senior Exchange. This is the fourth part of a multi-part series on UpListing from the OTC Markets to the Nasdaq or NYSE and how it can benefit your company and shareholders. Most company CEO’s believe they already know the benefits of Uplisting to a higher exchange

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Intelligent IR: Research-Driven Investor Relations for Small and Microcap Companies [Guest Post]

Guest Post By: Joshua Levine & Robert Ferri On January 3, the European Union’s ambitious regulatory reforms, known as MiFID II, took effect. While the aim is to create unprecedented transparency and curb conflicts of interest, the regulation is upending security markets. Central to MiFID II is bringing accountability to the market for investment research. Under the new framework, asset managers and

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