Tag Archives: bankers

Five Things To Consider When Retaining A MicroCap Investment Banker

In Part III of our Uplist Series, Todd Heinzl, of The Governance Box and UpListing.com, discussed the role of investment banking in uplisting. In the post Heinzl shared five things to consider when deciding which microcap investment banker is best for your company: 1. Capabilities/Credentials/Experience. Who will lead the equity capital markets and syndication functions for your company’s offering? Who will be your

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Uplist Series Part III: Investment Banking

Welcome to Part III of our UpListing Series: Investment Banking. In order to Uplist to NASDAQ or NYSE, there is no requirement that your company undertake an offering to raise capital provided you meet the Exchange requirements. Specifically, if your company has the required amount of shareholders and at least $5m in shareholders equity then a simultaneous capital raise is

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Intelligent IR: Research-Driven Investor Relations for Small and Microcap Companies [Guest Post]

Guest Post By: Joshua Levine & Robert Ferri On January 3, the European Union’s ambitious regulatory reforms, known as MiFID II, took effect. While the aim is to create unprecedented transparency and curb conflicts of interest, the regulation is upending security markets. Central to MiFID II is bringing accountability to the market for investment research. Under the new framework, asset managers and

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