Tag Archives: Blue Sky

OTC Markets Shares Four Regulatory Initiatives & Targeted Rulemaking for 2018

In a post on the OTC Markets Blog last week, Cass Sanford shared OTC Markets Group’s “2018 Regulatory Initiatives & Targeted Rulemaking.” According to Sanford, “Over the past 20 years, the reputation and recognition of the OTC markets has grown.” That growth has come from technology improvements and from working closely with lawmakers and regulators. In 2018 OTC Markets will focus

Read more

US Treasury Report Outlines Ways to Boost Capital Markets

A new report from The US Department of Treasury looks at ways ways the government may streamline and reduce burdens of capital markets regulation. Some ways the Treasury believes lawmakers can boost the capital markets include; – State securities regulators update their regulations to exempt secondary trading of Tier 2 securities from Blue Sky rules or alternatively the SEC preempts

Read more

25 States Now Recognize OTCQX for “Blue Sky Manual Exemption”

  Last week, OTC Markets announced that 25 states now recognize the OTCQX market for the purposes of their “Blue Sky Manual Exemption” for secondary trading. Since the recognition by the SEC that OTCQX and OTCQB are established public markets, OTC Markets Group has fostered an ongoing dialogue with state regulators to apprise them of the easily accessible, free, public online disclosure of

Read more