Tag Archives: China Energy Corporation

SEC Charges Transfer Agent and Its Principal with Fraud for Misappropriating Client Funds

Last week, the SEC filed a complaint in U.S. District Court for the District of Nevada against Quicksilver Stock Transfer, LLC, a Las Vegas-based registered transfer agent, and its president and sole owner, Alan Shinderman alleging that they misappropriated approximately $630,000 of client funds. The SEC alleged that, in August 2013, Quicksilver received wire transfers totaling $1.45 million for the benefit

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