Tag Archives: David Feldman

New Law Allows SEC Reporting Companies to use Regulation A+

Last week, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act which orders the SEC to allow reporting companies to use Regulation A+ (among other things). Previously, companies that were subject to SEC reporting requirements could not use Regulation A to raise capital.  That means all companies on the Nasdaq and NYSE, and SEC reporting companies on the

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House Passes Bill To Increase Regulation A+ Limit to $75 million

Last week, the US House of Representatives passed the Regulation A+ Improvement Act of 2017 to increase the maximum amount a company can raise under Regulation A+ from $50 to $75 million. According to David Feldman, Esq., “If the Senate approves, most believe the President will sign this bill, which passed primarily on partisan lines, with most Democrats opposed.” According

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Reg A+ Offerings Have Raised Over $600 Million to Date

Last week, at the annual SEC Government-Business Forum on Small Business Capital Formation, Sebastian Abero, the head of the SEC’s Office of Small Business Policy shared that since inception there have been 69 completed Reg A+ offerings raising a total of $611 million. The update was shared by David Feldman Esq. on his blog. Feldman pointed out that seven of those 69

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Video Overview of Reg A+

David Feldman, Partner at Duane Morris‘ Manhattan office, sits down with Small Cap Nation‘s Anchor, Jane King to discuss the opportunities that Reg A+ provide for companies looking to raise capital.  David was instrumental in guiding the original legislation through the process, and has seen his — and SCN’s — client Myomo (NYSE: MYO) become the first Reg A+ Crowdfunded company to list on

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Popular Companies Now Look to Use Reg A+ to List on NYSE & NASDAQ

  You may have heard of the popular Bobby Flay’s Burger Palace or Chicken Soup for the Soul Entertainment. You may not have heard that both plan to use Reg A+ to raise capital and list on senior US exchanges.  On Monday, Bobby’s Burger Palace, the fast casual burger concept created by award-winning Master Chef, Bobby Flay, announced it plans to file a Regulation A+ initial

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Reg A+ Has Arrived

  David N. Feldman, partner in the global law firm of Duane Morris LLP, declared June 2017 as “The Month Reg A+ Arrived” in a recent post on his blog.  Feldman is referring to the first three Reg A+ IPOs trading on national exchanges. Myomo, Inc. (NYSE MKT:MYO), Adomani (Nasdaq:ADOM) and ShiftPixy (Nasdaq:PIXY) each completed Reg A+ IPOs raising millions in June. Mr. Feldman also points out

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