Tag Archives: Guest Post

We Don’t Need No Stinkin’ Stockbrokers (Apologies to John Huston and Mel Brooks) [Guest Post]

Guest Post By Irwin Stein, Esq. Ask a lot of people who are under 30 years of age and they will likely tell you that stockbrokers are evil charlatans who “caused” the 2008 market meltdown and the recession that followed. These young people cannot wait until all stockbrokers and other intermediaries are replaced by smartphone apps and automated systems that

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New Independent Study: Benefits for International Companies Trading on OTCQX [Guest Post]

Guest Post By: Jason Paltrowitz We often hear questions from foreign issuers and their respective exchanges surrounding the decision to pursue secondary trading in the U.S. Many harbor the misconception that cross-trading in the U.S. will lead to a loss of trading volume and drain in liquidity from their primary home market.   The Market Impact of Cross-Trading Understanding the

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Uplist Series Part II: Corporate Governance [Guest Post]

Guest Post By: Todd Heinzl Welcome to Part II of our Uplisting Series: Corporate Governance – for many CEOs this subject is like watching paint dry. At the same time most realize that not only is Corporate Governance a mandatory requirement for your company to list on the NASDAQ Capital Markets (“NASD”) or the New York Stock Exchange American (“NYSE”) but

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Publicly-Traded Companies Should Act Like One

A recent guest post on PubCoCEO.com by Joshua Levine & Robert Ferri looked at “Intelligent IR: Research-Driven Investor Relations for Small and Microcap Companies.” In the post, the authors made the point that publicly traded companies should act like one. Those in the microcap space have probably become accustomed to corporate executives of micro- and small-cap firms complaining about the expense

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Intelligent IR: Research-Driven Investor Relations for Small and Microcap Companies [Guest Post]

Guest Post By: Joshua Levine & Robert Ferri On January 3, the European Union’s ambitious regulatory reforms, known as MiFID II, took effect. While the aim is to create unprecedented transparency and curb conflicts of interest, the regulation is upending security markets. Central to MiFID II is bringing accountability to the market for investment research. Under the new framework, asset managers and

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Ten Tips For Entrepreneurs Who Decide to Go Public [Guest Post]

Guest Post By: Robert F. Licopoli First a disclaimer, this article is written for entrepreneurs by an entrepreneur. I’m not a lawyer, accountant, or a financial services expert. I’m someone who is passionate about building a successful business and wrote this article about my personal experiences. In no way is this article meant to be a legal advice or a thorough

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Uplist Series Part I: UpListing to a Senior Exchange in 2018 [Guest Post]

Guest Post By: Todd Heinzl Welcome to Part One of our uplisting series: UpListing to a Senior Exchange in 2018. This is the first part of a multi-part series on UpListing and how it can benefit your company and your shareholders. 2017 was a banner year for UpListings with PubcoCEO publishing, on a quarter by quarter basis, the success of those

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