Tag Archives: MicroCap Compliance

OTC Markets Group Introduces Small Cap Listed Compliance Product

Last week, OTC Markets Group introduced a first of its kind compliance product designed to provide broker-dealers and compliance and risk management teams with an efficient and turnkey data set to standardize the process for evaluating over 1,800 sub $500 million market cap equities listed on a national stock exchange. The new Small Cap Listed Compliance Product allows firms to enhance

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Tips For Saving On MicroCap Compliance Costs

In a LinkedIn post last week, Andrew Befumo -(CEO of Small Biz Support, LLC) shared some advice for “Saving On Small-Cap Compliance Expense“. According to Befumo, “as much as 60% of the legal costs of running a smaller public company could be saved if the company knew how to talk to the lawyers, accountants, auditors and other professionals that serve them.”

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