Tag Archives: MicroCap Lawyer

Expert Analysis: Class of February 2019 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of February saw a total of five companies uplist from the OTC onto national securities exchanges. One of these companies operates in the medical devices industry, two operate in the energy sector, one operates in the consumer products industry, while another is in the cannabis industry. Below is a

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SEC Law Firm Joins as The Official Founding Law Firm Sponsor of PubCoCEO™

We are proud to announce that SEC Law Firm has joined us as the Official Founding Law Firm Sponsor of PubCoCEO™. SEC Law Firm represents growing businesses around the world raising capital in the US, through private and public offerings of equity and debt. They take companies public in the US and on overseas exchanges through reverse mergers, direct public

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SEC Charges Lawyers With Assisting a Microcap Fraud Scheme

On Wednesday, the Securities and Exchange Commission charged two lawyers it alleges helped facilitate a microcap fraud scheme involving undisclosed “blank check” companies secretly bound for reverse mergers. In complaints filed in the U.S. District Court for the Southern District of Florida, the SEC alleges that James M. Schneider of Hillsboro Beach, Florida, and Andrew H. Wilson of Nevada City,

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Law Firms Announce Investigation of Potential Class Action Against Microcap Toxic Lenders

Today, two New York law firms, The Basile Law Firm P.C. and Phillipson & Uretsky, LLP announced that they have opened an investigation into a potential class action lawsuit against New York based lenders of short-term loans to microcap companies trading on the OTC Market. The class action being investigated and considered is on behalf of OTC Market public microcap

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MICROCAP TRANSFER AGENTS: Friend or Foe? [Guest Post]

Again, a lot of this goes back to the root of all microcap evil, toxic lending, irrevocable transfer agent letters and your transfer agency agreements. Recently, I spoke with a CEO who wanted to terminate his company’s transfer agent because the transfer agent refused to follow his instructions as well as the T/A providing confidential information to third parties without consent of the client, and in all likelihood, breaching the non-disclosure clauses in their own transfer agency contracts.

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Experts See Increased Demand For Reverse Merger ‘Shells’

In an article for the print edition of the MicroCap Review Fall 2017 Issue, John Lowy shared “The Current Status of the Reverse Merger Market“. John Lowy is the founder (in 1990) and senior partner of www.johnlowylaw.com, and the founder (in 1993) and CEO of Olympic Capital Group, Inc. (www.ocgfinance.com), both based in New York City. John is a highly-respected and acknowledged

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MicroCap Attorney Sichenzia Ross Ference Kesner LLP Relocates NYC Headquarters

Sichenzia Ross Ference Kesner LLP announced that as of August 25, 2017 they will have moved to a new location at 1185 Avenue of the Americas, 37th Floor, New York, NY 10036. As they enter our 20th year as a leading corporate, securities and litigation law firm, and expand their practice areas to include real estate and trusts and estates,

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Video Overview of Reg A+

David Feldman, Partner at Duane Morris‘ Manhattan office, sits down with Small Cap Nation‘s Anchor, Jane King to discuss the opportunities that Reg A+ provide for companies looking to raise capital.  David was instrumental in guiding the original legislation through the process, and has seen his — and SCN’s — client Myomo (NYSE: MYO) become the first Reg A+ Crowdfunded company to list on

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