Tag Archives: microcap stocks

SEC Staff to Host Roundtable on Market Structure for Thinly-Traded Securities

Last Friday, the Securities and Exchange Commission announced its staff will host a roundtable on April 23 that will address the market structure for thinly-traded exchange-listed securities, both equities and exchange-traded products. The roundtable, which will be held at the SEC’s headquarters at 100 F Street, NE, Washington, D.C., will discuss the challenges faced by participants in the market for

Read more

Why Is It Difficult To Deposit MicroCap Stock?

In a new post on the OTC Markets’ blog, Jason Paltrowitz answered a question many microcap shareholders ask –  “Why Can’t I Deposit my Shares?” According to Paltrowitz, “The problems with the deposit of shares often center around broker-dealers’ gatekeeper responsibility to understand “how” the company’s shares were obtained and know “who” the investor looking to complete the transaction is, so

Read more

Institutional Investors Turn to MicroCaps in Search of Alpha in Current Bull Market

In a recent post in Pensions & Investments, Christine Williamson shares that “Microcaps becoming a popular source in hunt for alpha.” According to Williamson, “Institutional investors are developing a keen taste for microcap stocks such as Red Robin Gourmet Burgers Inc. and Tex-Mex specialist Chuy’s Holdings Inc. as they seek higher-return pockets in global equity markets.” Key points of the

Read more

What Should You Do If Your MicroCap Company’s Stock is Being Promoted?

Last week, OTC Markets Group released their updated policy on stock promotion. “Improving investor transparency and setting market standards with clear expectations for how reputable public companies should respond to misleading and manipulative promotion encourages management teams to more proactively address and dispel unfounded rumors and correct misinformation that can lead to unusual market activity,” said Liz Heese, OTC Markets

Read more

Two Ways MicroCap Companies Can Use Stock To Build A Profitable Business

In a recent post on MicroCapCompany.COM, Nick Coriano shared two ways microcap public companies can use stock to build a profitable business. Coriano says; “Many of these companies have gone public too early or were forced to go public for one reason or another. Many of these CEOs thought that going public was the Magic Bullet. They figured being a public company

Read more

2017 Marcum MicroCap Conference Panel Recordings Available for Viewing

  The 2017 Marcum MicroCap conference last week was a huge success. This year’s conference saw a record number of presenting companies and had 9 great expert panel discussions.  If you missed the panels, or want to see them again, recordings of all the panels can be viewed on the conference website; http://www.marcummicrocap.com/Panels. Must see panels include; “Uplisting to an Exchange“, “Regulation

Read more