Last month, the 30th annual ROTH Conference hosted 550 participating companies and over 4,700 small/microcap attendees. For those that couldn’t attend, the expert panels from ROTH are available for viewing online. One panel that was particularly interesting was the panel on Regulation A Offerings. The panel was moderated by Mitch Nussbaum of Loeb & Loeb LLP. Panelists included; Nazan Akdeniz (ROTH Capital
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In June 2017, Myomo, Inc. (NYSE American: MYO) became the first Reg A+ to list on a national exchange. MYO raised $5.0 Million through the sale of 665,498 shares of its common stock at a price to the public of $7.50 per share on June 9th. MYO’s stock popped to $14.45 in initial trading but had been on a downward trend
Read moreA recent article on restfinance.com asks; “Did BANQ Crack the Mini-IPO Code?“. BANQ is the electronic investment-banking platform aimed to streamline investment banking and be a platform for alternative investments like Regulation A+. BANQ is the division of TriPoint Global Equities that helped MYOMO become the first Reg A+ IPO to list on the NYSE. Since then, BANQ has attracted a number of high profile clients including Bobby
Read moreFAT Brands, the parent company of burger chain Fatburger and Buffalo’s Cafe and Buffalo’s Express restaurants, has announced plans to go public with a Reg A+. FAT Brands follows a number of other well known brands that are looking at Reg A+ as a viable way to raise capital and go public. In June, three companies used Reg A+ to list on
Read moreLast week, two issuers listed on senior US exchanges after successful Reg A+ IPOs. On Monday, Myomo Inc. (NYSE Mkt: MYO) became the first issuer to complete a Reg A+ ‘IPO’ and list on a national exchange, the NYSE Mkt. On Thursday, Adomani Inc. (NASDAQ: ADOM) became the first Reg A+ issuer to use the updated securities exemption to raise capital and then trade shares
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