Tag Archives: NASDAQ

Seven OTC Markets Issuers Uplisted to Nasdaq & NYSE in August 2018

Seven issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in August 2018. Learn more about these OTC ‘graduates’ below.   Cumulus Media, Inc. (Nasdaq: CMLS) On August 1, 2018, CMLS uplisted from the OTC Pink to the Nasdaq. CMLS combines high-quality local programming with iconic, nationally syndicated media, sports and entertainment brands to deliver premium content

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Three OTC Markets Issuers Uplisted to Nasdaq & NYSE in July 2018

Three issuers uplisted from the OTC Markets to the NASDAQ or NYSE in July 2018. Learn more about these OTC ‘graduates’ below.   American Fin Tr Inc (Nasdaq: AFIN) On July 19, 2018, AFIN uplisted from the the OTC to the Nasdaq Global Select Market. AFIN is a publicly traded real estate investment trust listed on the Nasdaq focused on managing

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SEC Subpoenas MicroCap Public Company Following Claimed Blockchain Pivot

Long Blockchain Corp. (OTC: LBCC) has had a roller coaster few years. The company, formerly know as Long Island Iced Tea, uplisted from the OTC to the Nasdaq in 2016. Since uplisting, the company pivoted away from iced tea and into blockchain, was de-listed from the Nasdaq, and is currently listed on the OTC Pink “No Information.” Because LBCC is currently delinquent

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Nine OTC Markets Issuers Uplist to Nasdaq & NYSE in June 2018

Nine issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in June 2018. Learn more about these OTC ‘graduates’ below.   Ambow Education Holding Ltd. (NYSE American: AMBO) On June 1, 2018, AMBO uplisted from the OTC to the NYSE American. Ambow Education Holding Ltd. is a leading national provider of educational and career enhancement services in

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Four OTC Markets Issuers Uplist to Nasdaq in May 2018

Four issuers uplisted from the OTC Markets to the Nasdaq in May 2018. Learn more about these OTC ‘graduates’ below.   BayCom Corp. (Nasdaq: BCML) On May 4, 2018, BCML uplisted from the OTCBB to the Nasdaq Global Select Market. BCML, through its wholly owned operating subsidiary, United Business Bank, offers a full-range of loans, including SBA, FSA and USDA

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Four OTC Markets Issuers Uplist to Nasdaq & NYSE in April 2018

Four issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in April 2018. Learn more about these OTC ‘graduates’ below.   BioHiTech Global, Inc. (Nasdaq: BHTG) On April 9, 2018, BHTG uplisted from the OTCQB to the Nasdaq Capital Market. BHTG’s innovative waste management services combined with disruptive technologies provide sustainable waste disposal and supply chain management solutions for businesses

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In An Effort To Boost SmallCap Liquidity, Nasdaq Proposes Market Monopoly

At Monday’s SEC Roundtable on Market Structure for Thinly-Traded Securities, Frank Hatheway, Nasdaq’s chief economist, said “Our markets are no longer able to support small growth companies.” Hatheway continued, “Concentration on one market would help the markets.” Nasdaq plans to petition the SEC to allow thinly-traded companies that list on Nasdaq’s main U.S. stock exchange choose whether their shares can be traded

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