Tag Archives: National Investor Relations Institute

Event On Micro Cap Funding Trends To Be Held In Newport Beach

On February 6th, NIRI Orange County will host an event with two expert panels discussing “Micro Cap Funding Trends: Attracting and Retaining Investors.” Many of Orange County’s most exciting companies of the next ten years are likely to be small today but growing rapidly and looking for funding. One potential funding pool, made possible by the JOBS Act, permits companies to

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Tips For MicroCap IR Teams To Maintain Credibility Amid Fake News

A featured article by Evan Pondel, president of PondelWilkinson, in NIRI‘s IR Update looks at “Maintaining Credibility Amid Fake News.” The article highlights a number of recent cases where the SEC has investigated authors publishing news in which they lie about their credentials, identity, or relationship with issuers. “Fake news has been around forever,” says Gabriel Kahn, a journalism professor at

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NIRI Comments on MiFID II and Urges SEC to Promote Coverage of Small and Mid-Cap Issuers

On October 26, the SEC issued three no-action letters regarding the European Union’s Markets in Financial Instruments Directive (MiFID II). On October 31, the National Investor Relations Institute (NIRI) shared a letter thanking the SEC for the no-action letters and urging the SEC to promote coverage of small public companies. The letter highlights a decrease in research coverage of smaller companies

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