Tag Archives: NYSE American

ROTH Conference Regulation A Panel Answers Common Reg A Questions

Last month, the 30th annual ROTH Conference hosted 550 participating companies and over 4,700 small/microcap attendees. For those that couldn’t attend, the expert panels from ROTH are available for viewing online. One panel that was particularly interesting was the panel on Regulation A Offerings. The panel was moderated by Mitch Nussbaum of Loeb & Loeb LLP. Panelists included; Nazan Akdeniz (ROTH Capital

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Uplist Series Part I: UpListing to a Senior Exchange in 2018 [Guest Post]

Guest Post By: Todd Heinzl Welcome to Part One of our uplisting series: UpListing to a Senior Exchange in 2018. This is the first part of a multi-part series on UpListing and how it can benefit your company and your shareholders. 2017 was a banner year for UpListings with PubcoCEO publishing, on a quarter by quarter basis, the success of those

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63 Issuers Uplist From The OTC Markets to The NASDAQ & NYSE in 2017

Sixty-three issuers uplisted from the OTC Markets to the NASDAQ, NYSE, or NYSE American in 2017! That’s a significant increase from the thirty-five issuers that uplisted in 2016. While some of the world’s largest companies trade on the OTC Markets, many smallcap and microcap issuers view the OTC Markets as a launching pad for a national NASDAQ or NYSE listing.

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Five OTC Markets Issuers Uplist to Nasdaq & NYSE in December 2017

Five issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in December 2017. Learn more about these OTC ‘graduates’ below.   MVB Financial Corp. (NASDAQ: MVBF) On December 7, 2017, MVBF uplisted from the OTCBB to the Nasdaq Capital Market. MVB Financial is a financial holding company headquartered in Fairmont, W.Va. Through its subsidiary, MVB Bank, Inc., and the

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Four Issuers Uplisted From The OTC to Senior Exchanges in November 2017

Four issuers uplisted from the OTC Markets to the NASDAQ, NYSE American, and NYSE in November. Learn more about these OTC ‘graduates’ below.   NanoVibronix, Inc. (NASDAQ: NAOV) On November 2, 2017, NAOV uplisted from the OTCQB to the NASDAQ Capital Market. NanoVibronix, Inc. is a medical device company headquartered in Elmsford, NY with research and development in Nesher, Israel, that is

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Issuer Direct Acquires Interwest Transfer

This week, Issuer Direct Corporation (NYSE American: ISDR), an industry-leading communications and compliance company, announced the acquisition of Interwest Transfer Company, a privately held, Salt Lake City, Utah-based firm specializing in stock registrar and transfer agency services for the last 56 years. Issuer Direct’s acquisition of Interwest is intended to bolster the Company’s transfer agent business. According to Issuer Direct, adding

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