Tag Archives: NYSE

Toxic Note Fight Taken To Federal Appeals Court In New York

Sponsored Yesterday, The Basile Law Firm P.C. announced that its’ client, 5BARz International Inc., (OTC: BARZ) filed a motion in the United States Circuit Court of Appeals for the Second Circuit to certify questions of law to the New York Court of Appeals requesting that several issues of unsettled state usury law be put in front of the New York

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Three OTC Markets Issuers Uplisted to Nasdaq & NYSE in October 2018

Three issuers uplisted from the OTC Markets to the NASDAQ or NYSE in October 2018. Learn more about these OTC ‘graduates’ below.   Synchronoss Technologies, Inc. (Nasdaq: SNCR) On October 1, 2018, SNCR uplisted from the OTCPink to the Nasdaq Global Select Market. Synchronoss transforms the way companies create new revenue, reduce costs and delight their subscribers with cloud, messaging,

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Four OTC Markets Issuers Uplisted to Nasdaq & NYSE in September 2018

Four issuers uplisted from the OTC Markets to the NASDAQ or NYSE in September 2018. Learn more about these OTC ‘graduates’ below.   AudioEye, Inc. (Nasdaq: AEYE) On September 4, 2018, AEYE uplisted from the OTCQB to the Nasdaq Capital Market. AudioEye is a technology company serving businesses committed to providing equal access to their digital content. About one month prior

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Seven OTC Markets Issuers Uplisted to Nasdaq & NYSE in August 2018

Seven issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in August 2018. Learn more about these OTC ‘graduates’ below.   Cumulus Media, Inc. (Nasdaq: CMLS) On August 1, 2018, CMLS uplisted from the OTC Pink to the Nasdaq. CMLS combines high-quality local programming with iconic, nationally syndicated media, sports and entertainment brands to deliver premium content

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Three OTC Markets Issuers Uplisted to Nasdaq & NYSE in July 2018

Three issuers uplisted from the OTC Markets to the NASDAQ or NYSE in July 2018. Learn more about these OTC ‘graduates’ below.   American Fin Tr Inc (Nasdaq: AFIN) On July 19, 2018, AFIN uplisted from the the OTC to the Nasdaq Global Select Market. AFIN is a publicly traded real estate investment trust listed on the Nasdaq focused on managing

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Nine OTC Markets Issuers Uplist to Nasdaq & NYSE in June 2018

Nine issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in June 2018. Learn more about these OTC ‘graduates’ below.   Ambow Education Holding Ltd. (NYSE American: AMBO) On June 1, 2018, AMBO uplisted from the OTC to the NYSE American. Ambow Education Holding Ltd. is a leading national provider of educational and career enhancement services in

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Four OTC Markets Issuers Uplist to Nasdaq in May 2018

Four issuers uplisted from the OTC Markets to the Nasdaq in May 2018. Learn more about these OTC ‘graduates’ below.   BayCom Corp. (Nasdaq: BCML) On May 4, 2018, BCML uplisted from the OTCBB to the Nasdaq Global Select Market. BCML, through its wholly owned operating subsidiary, United Business Bank, offers a full-range of loans, including SBA, FSA and USDA

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Four OTC Markets Issuers Uplist to Nasdaq & NYSE in April 2018

Four issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in April 2018. Learn more about these OTC ‘graduates’ below.   BioHiTech Global, Inc. (Nasdaq: BHTG) On April 9, 2018, BHTG uplisted from the OTCQB to the Nasdaq Capital Market. BHTG’s innovative waste management services combined with disruptive technologies provide sustainable waste disposal and supply chain management solutions for businesses

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SEC Staff to Host Roundtable on Market Structure for Thinly-Traded Securities

Last Friday, the Securities and Exchange Commission announced its staff will host a roundtable on April 23 that will address the market structure for thinly-traded exchange-listed securities, both equities and exchange-traded products. The roundtable, which will be held at the SEC’s headquarters at 100 F Street, NE, Washington, D.C., will discuss the challenges faced by participants in the market for

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