Sponsored Yesterday, The Basile Law Firm P.C. announced that its’ client, 5BARz International Inc., (OTC: BARZ) filed a motion in the United States Circuit Court of Appeals for the Second Circuit to certify questions of law to the New York Court of Appeals requesting that several issues of unsettled state usury law be put in front of the New York
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Three issuers uplisted from the OTC Markets to the NASDAQ or NYSE in October 2018. Learn more about these OTC ‘graduates’ below. Synchronoss Technologies, Inc. (Nasdaq: SNCR) On October 1, 2018, SNCR uplisted from the OTCPink to the Nasdaq Global Select Market. Synchronoss transforms the way companies create new revenue, reduce costs and delight their subscribers with cloud, messaging,
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Four issuers uplisted from the OTC Markets to the NASDAQ or NYSE in September 2018. Learn more about these OTC ‘graduates’ below. AudioEye, Inc. (Nasdaq: AEYE) On September 4, 2018, AEYE uplisted from the OTCQB to the Nasdaq Capital Market. AudioEye is a technology company serving businesses committed to providing equal access to their digital content. About one month prior
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Seven issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in August 2018. Learn more about these OTC ‘graduates’ below. Cumulus Media, Inc. (Nasdaq: CMLS) On August 1, 2018, CMLS uplisted from the OTC Pink to the Nasdaq. CMLS combines high-quality local programming with iconic, nationally syndicated media, sports and entertainment brands to deliver premium content
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Three issuers uplisted from the OTC Markets to the NASDAQ or NYSE in July 2018. Learn more about these OTC ‘graduates’ below. American Fin Tr Inc (Nasdaq: AFIN) On July 19, 2018, AFIN uplisted from the the OTC to the Nasdaq Global Select Market. AFIN is a publicly traded real estate investment trust listed on the Nasdaq focused on managing
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Last Thursday, Tilray Inc (NASDAQ: TLRY) became the first cannabis company to conduct a U.S. IPO, and in the process it raised $153 million. The company priced 9 million IPO shares at $17 each and the company’s price quickly jumped in early trading. TLRY closed its first day of trading at $22.39 (up more that 32% from its IPO price). As
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Nine issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in June 2018. Learn more about these OTC ‘graduates’ below. Ambow Education Holding Ltd. (NYSE American: AMBO) On June 1, 2018, AMBO uplisted from the OTC to the NYSE American. Ambow Education Holding Ltd. is a leading national provider of educational and career enhancement services in
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Four issuers uplisted from the OTC Markets to the Nasdaq in May 2018. Learn more about these OTC ‘graduates’ below. BayCom Corp. (Nasdaq: BCML) On May 4, 2018, BCML uplisted from the OTCBB to the Nasdaq Global Select Market. BCML, through its wholly owned operating subsidiary, United Business Bank, offers a full-range of loans, including SBA, FSA and USDA
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Four issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in April 2018. Learn more about these OTC ‘graduates’ below. BioHiTech Global, Inc. (Nasdaq: BHTG) On April 9, 2018, BHTG uplisted from the OTCQB to the Nasdaq Capital Market. BHTG’s innovative waste management services combined with disruptive technologies provide sustainable waste disposal and supply chain management solutions for businesses
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Last Friday, the Securities and Exchange Commission announced its staff will host a roundtable on April 23 that will address the market structure for thinly-traded exchange-listed securities, both equities and exchange-traded products. The roundtable, which will be held at the SEC’s headquarters at 100 F Street, NE, Washington, D.C., will discuss the challenges faced by participants in the market for
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