Tag Archives: OTC Markets

Upcoming Free Webinar: Benefits of Sponsored Research For MicroCap PubCos

Most small and micro-cap public companies struggle to get noticed by and gain interest from the investment community. Research coverage would be a great solution, if not for the dearth of “sell-side” coverage and the consequences of MiFID II. Company sponsored-research has always been available, and in 2019 and beyond, more respected and important than ever. Please join OTC Markets

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OTC Markets Publishes Lists of December Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of December. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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OTC Markets & IR Magazine Shares SmallCap Guide For Navigating Mergers & Acquisitions

As a smallcap company with limited resources, it can be difficult to effectively manage and execute the critical components that surround M&A. A new report from OTC Markets Group and IR Magazine looks at M&A for smallcaps, including six reasons why a merger may be appealing for small cap companies, from driving faster growth, to exploring new avenues to increase

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SSA To Host Webinar About How OTC Markets Is An Efficient & Cost Effective Trading Venue For Public Companies

At 2 PM EST on Thursday, January 24 Shareholder Services Association (SSA) will host an informative webinar where we’ll discuss the following: -How being public on OTC Markets eliminates cost, reduces complexity and obstacle to being public for corporate issuers. -The premium issuer markets OTCQB and OTCQX are S.E.C recognized established public markets for securities with well over 1,000 public

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Five OTC Markets Issuers Uplisted From The OTCQB To The Nasdaq in December 2018

Five OTC Markets Issuers Uplisted From The OTCQB To The Nasdaq in December 2018. All of Decembers uplists were from the OTCQB to the Nasdaq and no issuer uplisted to the NYSE. Learn more about these OTC ‘graduates’ below.   Wrap Technologies Inc. (Nasdaq: WRTC) On December 4th, 2018, WRTC uplisted from the OTCQB to the Nasdaq Capital Market. Wrap

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OTC Markets Executive Shares Expectations For Reg A+ In 2019

Last week, The SEC adopted final rules to allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings. Following the news, Crowdfund Insider caught up with Jason Paltrowitz of OTC Markets Group to discuss Reg A+ issued securities trading on OTC markets. One of the questions Paltrowitz answered was about his expectations for Reg

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Four OTC Markets Issuers Uplisted to Nasdaq & NYSE in November 2018

Four issuers uplisted from the OTC Markets to the NASDAQ or NYSE in November 2018. Learn more about these OTC ‘graduates’ below.   Aphria Inc. (NYSE: APHA) On November 2, 2018, APHA uplisted from the OTCPink to the NYSE. Aphria is a leading global cannabis company driven by an unrelenting commitment to our people, product quality and innovation. In preparation for

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OTC Markets Publishes Lists of November Compliance Downgrades & Caveat Emptor Designations

Last week, OTC Markets Group published the lists of downgrades from its OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of November. This list is part of OTC Markets’ initiative to disseminate, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred

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Toxic Note Fight Taken To Federal Appeals Court In New York

Sponsored Yesterday, The Basile Law Firm P.C. announced that its’ client, 5BARz International Inc., (OTC: BARZ) filed a motion in the United States Circuit Court of Appeals for the Second Circuit to certify questions of law to the New York Court of Appeals requesting that several issues of unsettled state usury law be put in front of the New York

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Three OTC Markets Issuers Uplisted to Nasdaq & NYSE in October 2018

Three issuers uplisted from the OTC Markets to the NASDAQ or NYSE in October 2018. Learn more about these OTC ‘graduates’ below.   Synchronoss Technologies, Inc. (Nasdaq: SNCR) On October 1, 2018, SNCR uplisted from the OTCPink to the Nasdaq Global Select Market. Synchronoss transforms the way companies create new revenue, reduce costs and delight their subscribers with cloud, messaging,

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