Tag Archives: OTCQB Standards

OTC Markets Issues First Monthly Lists of Compliance Downgrades and Caveat Emptor Designations

Last week, OTC Markets Group announced that it will begin disseminating, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month. “This initiative is part of our ongoing efforts to strengthen our OTCQX and OTCQB markets and

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OTC Markets Working on Potential Solutions to Stock Promotions & Toxic Financing

  In the OTC Markets’ most recent blog, Matt Fuchs (EVP of Market Data at OTC Markets Group) explored “Stock Promotion – Context, Concerns & Potential Solutions“.  Fuchs discusses the negative effect ‘stock promotions’ and ‘toxic financing’ can have on small public companies. According to the post, the 2016 dollar volume trading for promoted securities (466 securities) was only 2.04% of total

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