Tag Archives: OTCQX Standards

OTC Markets Issues First Monthly Lists of Compliance Downgrades and Caveat Emptor Designations

Last week, OTC Markets Group announced that it will begin disseminating, on a recurring monthly basis, a list of downgrades from its respective OTCQX and OTCQB markets as well as a separate list of Caveat Emptor Designations that have occurred in the previous calendar month. “This initiative is part of our ongoing efforts to strengthen our OTCQX and OTCQB markets and

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