A recent blog post by David Feldman Esq., reveals how “Last month, the Nasdaq quietly submitted a proposal to the SEC regarding Regulation A+.” According to Feldman, the proposal is simple enough to quote: “Any Company listing on Nasdaq in connection with an offering under Regulation A of the Securities Act of 1933 must, at the time of approval of
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We recently caught up with Charlie Napolitano to discuss The Reg A Conference scheduled for May 9, 2019. Q&A below. What is the conference’s history? Charlie Napolitano: “This is our second annual event. Since its enactment in 2015, Regulation A has offered an exemption from registration requirements for smaller companies that want to raise equity capital through a public offering
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Guest Post By Irwin Stein, Esq. Ask a lot of people who are under 30 years of age and they will likely tell you that stockbrokers are evil charlatans who “caused” the 2008 market meltdown and the recession that followed. These young people cannot wait until all stockbrokers and other intermediaries are replaced by smartphone apps and automated systems that
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This week, David Feldman, a partner in the global law firm of Duane Morris LLP, shared a post titled “The Reg A+ Shakedown Cruise: Trick or Treat?” In the post, Feldman discussed how with Reg A+ “There is quite a bit of both positive and challenging news as this new approach to a streamlined, simplified, cost-effective IPO sails through its
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Sponsored Stock Offering Solutions (SOS) provides complete white label and back office solutions for companies making stock offerings. From private placements to Reg A+ IPOs, SOS provides everything you need to create offerings and close investments. SOS’s back office solutions are a document management systems created by industry professionals to efficiently receive, manage, and recall investor information. This is a
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One of the oldest and biggest names in the cannabis space, High Times, is officially going public on the Nasdaq via Regulation A+. Last week, High Times announced that the Reg A share price will be set at $11, a valuation of approximately $225 million, and anyone can buy shares just by visiting hightimes.com/invest. The Reg A+ announcement comes after
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Yesterday, several hundred finance and legal professionals and investors participated in The Reg A Conference in New York City. The conference featured panels and keynotes covering a lot of hot Reg A topics. All of those panels and keynotes are now available for free online viewing! Some of the panels you can view on the conference website include; The State
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It’s been two years since companies began using Regulation A+ to raise capital and list on the OTC Markets, Nasdaq, and NYSE. One of the first Reg A+ IPOs to list on the OTC Markets, Elio Motors, recently announced that they will be doing a Security Token Offering to raise much needed capital. Almost all of 2017’s Nasdaq and NYSE
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Last week, Longfin Corp. (Nasdaq: LFIN) announced that it intends to voluntarily delist its Class A Common Stock from NASDAQ. Longfin used Regulation A+ to raise capital and list on the Nasdaq in December 2017. LFIN was the only Reg A+ IPO from 2017 to end the year above it’s IPO price. The company’s stock price has been on extremely volatile
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A recent post on CFO.com asked “Should You IPO?” The author, Keith Button, concludes that “Unless your company is big, profitable, and a category leader, the wisest choice may be to wait.” Button shares three reasons why most companies should wait to go public: 1. No Need – Two of the primary reasons for going public are to raise capital and
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