Tag Archives: Reg A+

Senate Committee Considers JOBS Act 3.0… Finally

Last week, The Senate Committee on Banking, Housing, and Urban Affairs held a hearing on more than two dozen bills related to securities markets regulation including JOBS Act 3.0. In July, the House of Representatives passed the “JOBS and Investor Confidence Act of 2018,” also known as the JOBS Act 3.0. The bill passed with 406 “yes” votes and only

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OTC Markets Executive Shares Expectations For Reg A+ In 2019

Last week, The SEC adopted final rules to allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings. Following the news, Crowdfund Insider caught up with Jason Paltrowitz of OTC Markets Group to discuss Reg A+ issued securities trading on OTC markets. One of the questions Paltrowitz answered was about his expectations for Reg

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We Don’t Need No Stinkin’ Stockbrokers (Apologies to John Huston and Mel Brooks) [Guest Post]

Guest Post By Irwin Stein, Esq. Ask a lot of people who are under 30 years of age and they will likely tell you that stockbrokers are evil charlatans who “caused” the 2008 market meltdown and the recession that followed. These young people cannot wait until all stockbrokers and other intermediaries are replaced by smartphone apps and automated systems that

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SEC Provides Temporary Relief for Issuers Using Reg CF & Reg A+ Impacted by Hurricane Michael

According to CrowdFundInsider.com, the SEC has issued temporary rules for companies impacted by Hurricane Michael that issued securities under Regulation Crowdfunding and Regulation A. The “Interim final temporary rule” issued by the SEC on October 16th, provides that an issuer subject to the reporting requirements of either Regulation Crowdfunding or Regulation A is exempt from any requirement to file specified reports or

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MicroCap Review Fall 2018 Issue Now Available

This week, Stock News Now published the Fall 2018 issue of the MicroCap Review. The Fall 2018 issue of MicroCap Review, includes new content from expert writers and opinion leaders, as well as featured articles on public MicroCap and private emerging growth companies. MicroCap Review Fall 2018 Issue also features articles from leading thinkers and experts in the MicroCap Stock Market,

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One of The Cannabis Industry’s Biggest Brands Announces Nasdaq Reg A+ IPO

One of the oldest and biggest names in the cannabis space, High Times, is officially going public on the Nasdaq via Regulation A+. Last week, High Times announced that the Reg A share price will be set at $11, a valuation of approximately $225 million, and anyone can buy shares just by visiting hightimes.com/invest. The Reg A+ announcement comes after

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Panel Recordings From The Reg A Conference Available For Viewing

Yesterday, several hundred finance and legal professionals and investors participated in The Reg A Conference in New York City. The conference featured panels and keynotes covering a lot of hot Reg A topics. All of those panels and keynotes are now available for free online viewing! Some of the panels you can view on the conference website include;  The State

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OTC Markets Group Applauds Expansion of Regulation A+ for SEC Reporting Companies

OTC Markets Group Inc. issued a press release yesterday applauding the May 24, 2018 enactment of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155), which includes key legislation expanding Regulation A+ to SEC reporting companies. Regulation A+ allows small companies to raise up to $50 million online, transparently and directly from the public without the extensive cost burden

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Expert Shares Advice For Cannabis Companies Looking to Access The U.S. Capital Markets

In a recent interview with Cannabis Business Times, Marcum LLP’s David Bukzin discusses IPOs, SPACs, Reg A+s, and how companies in the cannabis industry can use them to secure funding. Marcum recently completed the work on the first special purpose acquisition company (SPAC) in the cannabis space, and is handling an IPO for a cannabis oil extractor in California that intends

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