CrowdfundInsider.com shared a post this week celebrating Reg CF’s 3rd anniversary. In the post, the highlight the ups and downs of Reg CF over the last 3 years and summarize where we are today. Reg CF, the smallest crowdfunding exemption, allows an issuer to raise up to $1.07 million in a highly regulated environment. Issuers must use FINRA approved “Funding
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On Thursday, January 18th, Rod Turner and Sara Hanks will present background and context describing the ways in which Reg A+ and Reg D can be used to make US ICOs compliant with the securities laws. The topic of ICO compliance with US securities laws has become increasingly important as ICO gain popularity as a way to raise capital. The free
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A new report from The US Department of Treasury looks at ways ways the government may streamline and reduce burdens of capital markets regulation. Some ways the Treasury believes lawmakers can boost the capital markets include; – State securities regulators update their regulations to exempt secondary trading of Tier 2 securities from Blue Sky rules or alternatively the SEC preempts
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OTC Markets Group and IR Magazine have teamed up to produce a white paper series on small/micro-cap investor relations. In their third white paper they explore the the pros and cons of four popular microcap financing methods. In this report, OTC Markets examines the pros and cons of common debt and equity financing methods used by microcap companies: – Regulation D Offering
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Guest Post by: Irwin Stein, Esq. Venture capitalists and angels fund a very small group of companies each year and the companies have little control over who gets funded and who does not. Many start-ups and smaller companies are looking to public investors. This has been made easier by the JOBS Act. After the stock market crashed in 1929, Congress
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