Tag Archives: Regulation A SEC Reporting

OTC Markets Executive Shares Expectations For Reg A+ In 2019

Last week, The SEC adopted final rules to allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings. Following the news, Crowdfund Insider caught up with Jason Paltrowitz of OTC Markets Group to discuss Reg A+ issued securities trading on OTC markets. One of the questions Paltrowitz answered was about his expectations for Reg

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SEC Adopts Final Rules to Allow Exchange Act Reporting Companies to Use Regulation A

This week, The Securities and Exchange Commission adopted final rules to allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings. “Regulation A provides an exemption from registration under the Securities Act for offerings of securities up to $50 million in a 12-month period,” said Chairman Jay Clayton. “The amended rules will provide reporting

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OTC Markets Group Applauds Expansion of Regulation A+ for SEC Reporting Companies

OTC Markets Group Inc. issued a press release yesterday applauding the May 24, 2018 enactment of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155), which includes key legislation expanding Regulation A+ to SEC reporting companies. Regulation A+ allows small companies to raise up to $50 million online, transparently and directly from the public without the extensive cost burden

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New Law Allows SEC Reporting Companies to use Regulation A+

Last week, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act which orders the SEC to allow reporting companies to use Regulation A+ (among other things). Previously, companies that were subject to SEC reporting requirements could not use Regulation A to raise capital.  That means all companies on the Nasdaq and NYSE, and SEC reporting companies on the

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