Tag Archives: Regulation A+

OTC Markets Group Applauds Expansion of Regulation A+ for SEC Reporting Companies

OTC Markets Group Inc. issued a press release yesterday applauding the May 24, 2018 enactment of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155), which includes key legislation expanding Regulation A+ to SEC reporting companies. Regulation A+ allows small companies to raise up to $50 million online, transparently and directly from the public without the extensive cost burden

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New Law Allows SEC Reporting Companies to use Regulation A+

Last week, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act which orders the SEC to allow reporting companies to use Regulation A+ (among other things). Previously, companies that were subject to SEC reporting requirements could not use Regulation A to raise capital.  That means all companies on the Nasdaq and NYSE, and SEC reporting companies on the

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Five Takeaways For Blockchain Companies Looking to Reg A+ For Security Token Offerings (STOs)

In a recent LinkedIn post, Darren Marble of CrowdfundX shared five realities for US blockchain companies looking to Reg A+ for their Security Token Offerings (STOs). According to Marble “US blockchain companies are now looking to Reg A+ to run their Security Token Offerings (STOs). However, it seems that there are many misconceptions.” 1. You need an auditor. Reg A+ requires

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ROTH Conference Regulation A Panel Answers Common Reg A Questions

Last month, the 30th annual ROTH Conference hosted 550 participating companies and over 4,700 small/microcap attendees. For those that couldn’t attend, the expert panels from ROTH are available for viewing online. One panel that was particularly interesting was the panel on Regulation A Offerings. The panel was moderated by Mitch Nussbaum of Loeb & Loeb LLP. Panelists included; Nazan Akdeniz (ROTH Capital

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SEC Commissioners Push For Increase To Regulation A Offering Amount

Last week, SEC Commissioners Michael S. Piwowar and Hester M. Peirce delivered a letter to the Senate Committee on Banking and the House Financial Services Committee. Piwowar and Peirce are breaking ranks with other SEC commissioners over a proposed increase to the Regulation A Tier II offering limit. While others at the SEC believe there is no need to increase

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SEC Investigating Nasdaq Listed Cryptocurrency Reg A

The SEC is investigating trading activity in shares of LongFin Corp (Nasdaq: LFIN) according to a 10-K the company filed this week. LongFin’s stock had soared more than 1,000 percent in two days after the company announced in mid-December it was buying a microlending company using the same blockchain technology as bitcoin. The blockchain connection and related price spike made

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House Passes Bill To Increase Regulation A+ Limit to $75 million

Last week, the US House of Representatives passed the Regulation A+ Improvement Act of 2017 to increase the maximum amount a company can raise under Regulation A+ from $50 to $75 million. According to David Feldman, Esq., “If the Senate approves, most believe the President will sign this bill, which passed primarily on partisan lines, with most Democrats opposed.” According

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Stock Offering Solutions Is Your All-In-One Platform To Raise Capital

Sponsored When it comes to raising capital, Stock Offering Solutions (SOS) does it all. For any investing rule, at any stage, SOS provides everything you need to raise capital. With 450+ clients and over 3 trillion shares transferred, SOS is built on SOS founder Lori Livingston’s 30+ years of experience in the financial services industry. Livingston and her team spent

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