Tag Archives: Roc Hatfield

SEC Charges Penny-Stock Operators in Push to Crack Down on Repeat Offenders

On Tuesday, the Securities and Exchange Commission charged two individuals with defrauding investors in penny stock companies that claimed to have valuable patents. One of those charged had been barred from the penny stock business based on his role in another securities scheme and neither he nor his companies had ever been issued any patents by the U.S. Patent and

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