Tag Archives: SmallCap

In An Effort To Boost SmallCap Liquidity, Nasdaq Proposes Market Monopoly

At Monday’s SEC Roundtable on Market Structure for Thinly-Traded Securities, Frank Hatheway, Nasdaq’s chief economist, said “Our markets are no longer able to support small growth companies.” Hatheway continued, “Concentration on one market would help the markets.” Nasdaq plans to petition the SEC to allow thinly-traded companies that list on Nasdaq’s main U.S. stock exchange choose whether their shares can be traded

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Publicly-Traded Companies Should Act Like One

A recent guest post on PubCoCEO.com by Joshua Levine & Robert Ferri looked at “Intelligent IR: Research-Driven Investor Relations for Small and Microcap Companies.” In the post, the authors made the point that publicly traded companies should act like one. Those in the microcap space have probably become accustomed to corporate executives of micro- and small-cap firms complaining about the expense

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MiFID II May Hurt SmallCap Issuers and Burden Investor Relations

Many critics of MiFID II continue to highlight its potentially negative impact on smaller issuers. The big concern is that banks will choose to limit or eliminate coverage of smaller, less followed companies. A recent Bloomberg article echoed these concerns saying; “Liquidity may wane among small- and medium-sized companies as banks scale back their research services in response to MiFID

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Winners Announced for Inaugural IR Magazine Small Cap Awards

Three companies presented with awards following IR Magazine’s first ever small-cap conference can proudly call themselves winners of the first ever IR Magazine Awards – Small Cap. Awards were presented in three categories: best IR by a senior management team. best IR by a small-cap company under $500 million. best IR by a small-cap company between $500 million and $1

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Expert Shares Advice for SmallCap Management Dealing With Short Sellers

  Many microcap management teams worry about ‘short sellers’ crippling their fragile stocks. While some of these worries are more legitimate than others, one former hedge fund manager recently shared some very good advice about dealing with short sellers. A retired hedge fund manager named Marc Cohodes has been a short seller for 30 years as a partner — and then general partner — of a prominent short-biased

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OTC Markets Group to Host Small Cap Forum This Week

  On Wednesday, OTC Markets Group will host an exclusive Small Cap Forum at the OTC Markets Center in New York City. Financial and industry experts will discuss ways to help small cap management teams further develop their business, attract investors and achieve their capital raise goals. The free event will take place June 14th from 2 to 5 PM eastern time. CEOs, CFOs, and IROs

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