This week, the SEC announced charges against a broker-dealer, a transfer agent, and three individuals for their roles in the creation of over a dozen undisclosed “blank check” companies from 2009 to 2014. In its complaint, the SEC alleges that broker-dealer Spartan Securities Group, Ltd. and transfer agent Island Capital Management LLC, which does business as Island Stock Transfer, helped
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Sponsored Mergers & acquisitions can be a very hectic time for banks and public companies. Not only do management teams need to worry about combining their internal operations but they also need to ensure a smooth transition of shareholder records. During an M&A transaction, shareholders often need to replace lost certificates, submit old paper certificates, and change registration of ownership.
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We are honored to announce that six prestigious firms have supported PubCoCEO™ as Platinum Sponsors in December! Transfer Online, Inc. (Official Founding Transfer Agent), Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent & Outsourced CFO), MZ Group (Official Founding IR Firm), Acquis Capital, LLC (Official Founding Investment Firm), and The WorkOut Group, LLC (Official OTC Advisory Group) are each
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We are honored to announce that six prestigious firms have supported PubCoCEO™ as Platinum Sponsors and three as Gold Sponsors in December! Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent), Transfer Online, Inc. (Official Founding Transfer Agent), MZ Group (Official Founding IR Firm), The WorkOut Group, LLC (Official OTC Advisory Group), and Acquis Capital, LLC (Official Founding
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Paying agents provide payments in the form of check, ACH, wire, or additional stock issuances (when acting as the registered agent) for stock dividends or coupons, interest and principal on bonds. Transfer Online’s payment processes have been refined and simplified by industry leading professionals in the securities industry. They have been a trusted paying agent since 1999! To ensure that
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We are honored to announce that six prestigious firms have supported PubCoCEO™ as Platinum Sponsors and three as Gold Sponsors in November! Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent), Transfer Online, Inc. (Official Founding Transfer Agent), MZ Group (Official Founding IR Firm), and Acquis Capital, LLC (Official Founding Investment Firm), are each the Official November
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We are honored to announce that six prestigious firms have supported PubCoCEO™ as Platinum Sponsors in November! Transfer Online, Inc. (Official Founding Transfer Agent), Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent & Outsourced CFO), MZ Group (Official Founding IR Firm), and Acquis Capital, LLC (Official Founding Investment Firm) are each the Official November Sponsors of PubCoCEO™ in
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We are honored to announce that five prestigious firms have supported PubCoCEO™ as Platinum Sponsors and three as Gold Sponsors in October! Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent), Transfer Online, Inc. (Official Founding Transfer Agent), MZ Group (Official Founding IR Firm), and Acquis Capital, LLC (Official Founding Investment Firm), are each the Official October
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We are honored to announce that five prestigious firms have supported PubCoCEO™ as Platinum Sponsors in October! Transfer Online, Inc. (Official Founding Transfer Agent), Lucosky Brookman, LLP (Official Law Firm), PubCo Reporting Solutions, Inc. (Official Edgar/XBRL Filing Agent & Outsourced CFO), MZ Group (Official Founding IR Firm), and Acquis Capital, LLC (Official Founding Investment Firm) are each the Official October Sponsors of PubCoCEO™ in
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In August, OTC Markets announced that five additional transfer agents joined their Transfer Agent Verified Shares Program. Twenty-five transfer agents, representing 91% of US companies trading on the OTCQX and OTCQB, are now included among a distinguished roster of leading transfer agents that are working with OTC Markets Group to create better informed and more efficient financial markets by participating
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